Joseph D. Labanz

PATRIOT SECURITIES LLC

Jupiter, FL 33458

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CRD#: 2227594

Professional summary

Joseph Duval Labanz is a registered financial advisor currently at PATRIOT SECURITIES LLC located in Jupiter, Florida.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Joseph has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Duval Labanz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 4, 2015 - Present

PATRIOT SECURITIES LLC

Office #1: 4600 Military Trail Suite 222, Jupiter, FL 33458

RIA

CRD#: 270023

Jupiter, FL

Past

May 15, 2007 - September 8, 2015

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

PALM BEACH GARDENS, FL

Past

May 14, 2007 - September 8, 2015

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

PALM BEACH GARDENS, FL

Past

May 18, 2005 - June 8, 2007

JANNEY MONTGOMERY SCOTT LLC

RIA

CRD#: 463

N. PALM BEACH, FL

Past

April 24, 2001 - June 8, 2007

JANNEY MONTGOMERY SCOTT LLC

CRD#: 463

N. PALM BEACH, FL

Past

May 14, 1999 - May 17, 2001

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

Past

January 5, 1996 - May 20, 1999

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

September 3, 1992 - January 15, 1996

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

April 9, 1992 - July 8, 1992

J. W. GANT & ASSOCIATES, INC.

CRD#: 7963

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/4/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/10/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/22/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/8/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 8/11/1993

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 4/8/1992

General Securities Representative Examination

Current Firm

PATRIOT SECURITIES LLC

CRD#: 270023 / SEC#:

Florida

Registered Investment Advisory firm - (9/4/2015 Approved)

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Contact information

Main Address

4600 Military Trail Suite 222, Jupiter, FL 33458

Mailing Address

Phone number

(561) 249-9795

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	49
AUM (Assets Under Management)	$ 29,800,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joseph D. Labanz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Duval Labanz's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

JANNEY MONTGOMERY SCOTT LLC

JANNEY MONTGOMERY SCOTT LLC

RAYMOND JAMES & ASSOCIATES, INC.

PRUDENTIAL EQUITY GROUP, LLC

MORGAN STANLEY DW INC.

J. W. GANT & ASSOCIATES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/10/2005

Series 63

Date: 4/22/1992

SIE

Date: 9/8/2015

Series 31

Date: 8/11/1993

Series 7

Date: 4/8/1992

Current Firm

PATRIOT SECURITIES LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PATRIOT SECURITIES LLC

TRUST BUT VERIFY

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