Darin W. Gabriel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darin Wade Gabriel, who also goes by Dari Gabriel, was a registered financial professional .
Darin is a previously registered financial professional and started their career in finance in 1992. Darin had worked at 6 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 2021 - July 30, 2021
JOHN P. DUBOTS CAPITAL MANAGEMENT, LLC
March 7, 2013 - July 30, 2021
JOHN P. DUBOTS CAPITAL MANAGEMENT, LLC
February 4, 2004 - December 31, 2005
VERITRUST FINANCIAL, LLC
April 22, 2002 - October 1, 2003
VERITRUST FINANCIAL, LLC
January 4, 1994 - April 22, 2002
ARAGON FINANCIAL SERVICES, INC.
December 12, 1992 - January 14, 1994
TRANSAMERICA FINANCIAL ADVISORS, LLC
April 6, 1992 - November 27, 1992
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
JOHN P. DUBOTS CAPITAL MANAGEMENT, LLC
CRD#: 312676 / SEC#:
Contact information
Red Flags
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