Peter L. Catalano

CATALANO FINANCIAL

The Woodlands, TX 77380

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CRD#: 2227202

Professional summary

Peter Louis Catalano, ChFC®, CLU® is a registered financial advisor currently at CATALANO FINANCIAL located in The Woodlands, Texas.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Peter has worked at 5 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Catalano Consulting and Insurance Services, Insurance Services, Houston, TX, Licensed Insurance Agent, 09/2012, 20 hours / week

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Louis Catalano's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

October 1, 2018 - Present

CATALANO FINANCIAL

Office #1: 1095 Evergreen Circle, Suite 200, The Woodlands, TX 77380

RIA

CRD#: 298405

The Woodlands, TX

Past

November 9, 2016 - August 31, 2018

FIRST ADVISORS NATIONAL, LLC

RIA

CRD#: 166212

The Woodlands, TX

Past

November 12, 2008 - December 31, 2011

PCWM, LLC

RIA

CRD#: 147247

AUSTIN, TX

Past

May 4, 2000 - August 4, 2009

LPL FINANCIAL LLC

RIA

CRD#: 6413

PFLUGERVILLE, TX

Past

April 4, 2000 - August 4, 2009

LPL FINANCIAL LLC

CRD#: 6413

PFLUGERVILLE, TX

Past

April 16, 1992 - April 12, 2000

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. PAUL, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(10/1/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/29/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/13/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/15/1992

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/14/2000

General Securities Principal Examination

Current Firm

CATALANO FINANCIAL

CATALANO CONSULTING AND INSURANCE SERVICES, LLC | CATALANO FINANCIAL

CRD#: 298405 / SEC#:

Texas

Registered Investment Advisory firm - (9/28/2018 Approved)

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Contact information

Main Address

1095 Evergreen Circle Suite 200, The Woodlands, TX 77380

Mailing Address

Phone number

(832) 696-0990

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	18
AUM (Assets Under Management)	$ 2,768,100

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Peter L. Catalano

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Louis Catalano's CRS (Customer Relationship Summary).

Certified licenses

Experience

CATALANO FINANCIAL

FIRST ADVISORS NATIONAL, LLC

PCWM, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

SECURIAN FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/29/1992

Series 7

Date: 4/13/1995

Series 6

Date: 4/15/1992

Series 24

Date: 9/14/2000

Current Firm

CATALANO FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CATALANO FINANCIAL

TRUST BUT VERIFY

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