Richard E. Mcdonald
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Edward Mcdonald was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1992. Richard had worked at 6 firms and has passed the Series 63, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2012 - November 13, 2012
STORMHARBOUR SECURITIES LP
March 21, 2011 - January 6, 2012
LEGEND EQUITIES CORPORATION
September 14, 2010 - March 16, 2011
STORMHARBOUR SECURITIES LP
August 26, 2009 - December 15, 2009
SEAPINE SECURITIES, LLC
February 24, 2009 - August 27, 2009
B. RILEY WEALTH MANAGEMENT
January 23, 2001 - February 9, 2009
MOUNTAINVIEW SECURITIES, LLC
May 18, 1992 - January 26, 2001
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
STORMHARBOUR SECURITIES LP
CRD#: 35997 / SEC#: , 8-46999
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
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