Brian M. Kucich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Mitchell Kucich was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1992. Brian had worked at 6 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 12, 2016 - February 28, 2022
LOOP CAPITAL MARKETS LLC
April 6, 2009 - February 23, 2016
WELLS FARGO SECURITIES, LLC
March 16, 2001 - April 9, 2009
BANC OF AMERICA SECURITIES LLC
October 1, 1997 - August 17, 1999
BANC OF AMERICA SECURITIES LLC
March 5, 1997 - October 1, 1997
MONTGOMERY SECURITIES
September 15, 1993 - February 25, 1997
PUNK, ZIEGEL & COMPANY, L.P.
July 15, 1992 - August 6, 1993
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
LOOP CAPITAL MARKETS LLC
CRD#: 43098 / SEC#: , 8-50140
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 8 |
Red Flags
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