MB
Michael O. Babin
COLOMB INVESTMENT MANAGEMENT COMPANY
Metairie, LA 70001
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CRD#: 2226890
MB
Professional summary
Michael Ovide Babin JR, who also goes by Michael Ovide Babin, is a registered financial advisor currently at COLOMB INVESTMENT MANAGEMENT COMPANY, LLC located in Metairie, Louisiana.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Michael has worked at 6 firms and has passed the Series 65, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Ovide Babin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Independent insurance agent since 1996. Currently licensed in life, disability and fixed annuities. Activity is full time. 2) Managing Member of SSG, LLC, a non-investment related real estate holding company located in River Ridge, LA, formed in 2021. Activity represents less than one hour per month.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Ovide Babin JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 10, 2022 - Present
COLOMB INVESTMENT MANAGEMENT COMPANY, LLC
Office #1: 3636 South Interstate 10 Service Road Suite 214, Metairie, LA 70001RIA
CRD#: 140088
Metairie, LA
Past
March 12, 2008 - July 29, 2010
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
NEW ORLEANS, LA
Past
September 18, 2002 - March 17, 2008
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
RIVER RIDGE, LA
Past
May 3, 1999 - March 17, 2008
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
NEW YORK, NY
Past
February 3, 1997 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Past
May 29, 1992 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
BD
CRD#: 680
NEWARK, NJ
Past
May 29, 1992 - February 14, 1997
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
COLOMB INVESTMENT MANAGEMENT COMPANY, LLC
COLOMB INVESTMENT MANAGEMENT COMPANY, LLC
CRD#: 140088 / SEC#: 801-130417
RIA
Registered Investment Advisory firm - (6/6/2024 Approved)Alabama
Registered Investment Advisory firm - (6/17/2024 Terminated)Florida
Registered Investment Advisory firm - (6/13/2024 Terminated)Louisiana
Registered Investment Advisory firm - (6/26/2024 Terminated)Maryland
Registered Investment Advisory firm - (6/28/2024 Terminated)Mississippi
Registered Investment Advisory firm - (6/27/2024 Terminated)Texas
Registered Investment Advisory firm - (6/13/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(1/10/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CI
COLOMB INVESTMENT MANAGEMENT COMPANY, LLC
COLOMB INVESTMENT MANAGEMENT COMPANY, LLC
CRD#: 140088 / SEC#: 801-130417
RIA
Registered Investment Advisory firm - (6/6/2024 Approved)Alabama
Registered Investment Advisory firm - (6/17/2024 Terminated)Florida
Registered Investment Advisory firm - (6/13/2024 Terminated)Louisiana
Registered Investment Advisory firm - (6/26/2024 Terminated)Maryland
Registered Investment Advisory firm - (6/28/2024 Terminated)Mississippi
Registered Investment Advisory firm - (6/27/2024 Terminated)Texas
Registered Investment Advisory firm - (6/13/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3636 South Interstate 10 Service Road Suite 214, Metairie, LA 70001
Mailing Address
Phone number
(504) 520-8050
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (18 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 8 |
| AUM (Assets Under Management) | $ 2,000,000 |
Red Flags
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Company Information
COLOMB INVESTMENT MANAGEMENT COMPANY, LLC
CRD#: 140088Metairie, LA 70001TRUST BUT VERIFY
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