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George Christopher Devino

FORESIDE FUNDS DISTRIBUTORS
BOCA RATON, FL
·CRD# 2226575·33 years experience

Professional Summary

George Christopher Devino is a registered financial advisor currently at FORESIDE FUNDS DISTRIBUTORS LLC located in Boca Raton, Florida. George is registered as a RR (Registered Representative) and started their career in finance in 1993. George has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24 and Series 28 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

FORESIDE FUNDS DISTRIBUTORS LLC·CRD# 31334
BD
1825 Nw Corporate Boulevard Suite 300, Boca Raton, FL 33431
September 27, 2012 - Present
DAVID M POLEN SECURITIES, LLC·CRD# 7939
BD
Boca Raton, FL
May 21, 2004 - September 30, 2010
PMG SECURITIES CORPORATION·CRD# 27107
BD
Elgin, IL
August 27, 2003 - May 12, 2004
IVY DISTRIBUTORS, INC.·CRD# 16496
BD
Overland Park, KS
July 19, 1993 - April 30, 2003

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Current Firm

FF
FORESIDE FUNDS DISTRIBUTORS LLC

440 FINANCIAL DISTRIBUTORS, INC. | PFPC DISTRIBUTORS, INC. | FORESIDE FUNDS DISTRIBUTORS LLC | FIRST DATA DISTRIBUTORS, INC. | BNY MELLON DISTRIBUTORS LLC | BNY MELLON DISTRIBUTORS INC.

CRD#: 31334 / SEC#: 8-45467
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone Number

(866) 251-6920

Established

Delaware since 01/30/2012

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS LLCDIRECTOR OWNER/SOLE MEMBER—
BRUNNER, JENNIFER ANNEVP/CHIEF COMPLIANCE OFFICER1137783
COWAN, TERESA MARIA KAZMIERSKIPRESIDENT/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENETREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(1/28/2013)
RR
Alaska
(1/28/2013)
RR
Arizona
(1/28/2013)
RR
Arkansas
(1/28/2013)
RR
California
(1/28/2013)
RR
Colorado
(1/25/2013)
RR
Connecticut
(1/28/2013)
RR
Delaware
(1/28/2013)
RR
District of Columbia
(1/25/2013)
RR
Florida
(9/27/2012)
RR
Georgia
(1/28/2013)
RR
Hawaii
(1/28/2013)
RR
Idaho
(1/28/2013)
RR
Illinois
(1/28/2013)
RR
Indiana
(1/28/2013)
RR
Iowa
(1/28/2013)
RR
Kansas
(1/28/2013)
RR
Kentucky
(1/28/2013)
RR
Louisiana
(1/25/2013)
RR
Maine
(1/28/2013)
RR
Maryland
(1/25/2013)
RR
Massachusetts
(1/28/2013)
RR
Michigan
(1/28/2013)
RR
Minnesota
(1/28/2013)
RR
Mississippi
(1/28/2013)
RR
Missouri
(1/28/2013)
RR
Montana
(1/28/2013)
RR
Nebraska
(1/28/2013)
RR
Nevada
(1/28/2013)
RR
New Hampshire
(1/28/2013)
RR
New Jersey
(1/25/2013)
RR
New Mexico
(1/28/2013)
RR
New York
(1/28/2013)
RR
North Carolina
(1/28/2013)
RR
North Dakota
(1/28/2013)
RR
Ohio
(1/25/2013)
RR
Oklahoma
(1/28/2013)
RR
Oregon
(1/28/2013)
RR
Pennsylvania
(1/28/2013)
RR
Puerto Rico
(1/25/2018)
RR
Rhode Island
(1/28/2013)
RR
South Carolina
(1/28/2013)
RR
South Dakota
(1/28/2013)
RR
Texas
(1/28/2013)
RR
Utah
(1/28/2013)
RR
Vermont
(1/25/2013)
RR
Virgin Islands
(1/25/2018)
RR
Virginia
(1/28/2013)
RR
Washington
(1/28/2013)
RR
West Virginia
(1/28/2013)
RR
Wisconsin
(1/28/2013)
RR
Wyoming
(1/28/2013)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2013About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 1995About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 1993About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Oct 2007About the Series 24 exam

Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination

Passed Jun 2006About the Series 28 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view George Christopher Devino's CRS (Customer Relationship Summary).

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