Douglas G. Poirier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas George Poirier was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1992. Douglas had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 23, 2010 - May 7, 2019
INFINITY FINANCIAL SERVICES
February 22, 2010 - May 7, 2019
INFINITY FINANCIAL SERVICES
October 31, 2005 - February 25, 2010
OSAIC SERVICES, INC.
October 31, 2005 - February 25, 2010
OSAIC SERVICES, INC.
November 2, 2001 - October 31, 2005
SENTRA SECURITIES CORPORATION
November 2, 2001 - October 31, 2005
SENTRA SECURITIES CORPORATION
August 4, 2000 - November 2, 2001
PRUDENTIAL EQUITY GROUP, LLC
June 24, 1998 - August 9, 2000
MORGAN STANLEY DW INC.
December 13, 1995 - June 22, 1998
SENTRA SECURITIES CORPORATION
July 19, 1994 - December 11, 1995
PIM FINANCIAL SERVICES, INC.
March 23, 1994 - July 27, 1994
QUEST CAPITAL STRATEGIES, INC.
April 16, 1993 - March 17, 1994
OSAIC FS, INC.
August 21, 1992 - February 24, 1993
GKN SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INFINITY FINANCIAL SERVICES
CRD#: 144302 / SEC#: , 8-67647
Contact information
FINRA licenses (48 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
