Edward G. Ozimkowski
Professional summary
Edward George Ozimkowski was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Edward is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Edward had worked at 11 firms, which includes THE TRUMAN GROUP INC, CONTINENTAL BROKER-DEALER CORP., GUNNALLEN FINANCIAL INC, STERLING FINANCIAL INVESTMENT GROUP INC., CAMDEN SECURITIES INC., INTERFIRST CAPITAL CORPORATION, HUNTER WORLD MARKETS INC., BARRON CHASE SECURITIES INC., H.J. MEYERS & CO. INC., MATRIX SECURITIES CORPORATION, GKN SECURITIES CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 17, 2004 - September 30, 2004
THE TRUMAN GROUP INC
June 18, 2003 - December 15, 2003
CONTINENTAL BROKER-DEALER CORP.
March 3, 2003 - June 26, 2003
GUNNALLEN FINANCIAL, INC
September 24, 2001 - January 28, 2003
STERLING FINANCIAL INVESTMENT GROUP, INC.
January 25, 2001 - September 20, 2001
CAMDEN SECURITIES, INC.
April 15, 1999 - December 6, 2000
INTERFIRST CAPITAL CORPORATION
February 19, 1999 - March 18, 1999
HUNTER WORLD MARKETS, INC.
September 25, 1998 - January 8, 1999
BARRON CHASE SECURITIES, INC.
January 16, 1997 - October 5, 1998
H.J. MEYERS & CO., INC.
September 23, 1996 - November 20, 1996
MATRIX SECURITIES CORPORATION
February 1, 1996 - November 5, 1996
GKN SECURITIES CORP.
February 22, 1993 - December 16, 1995
CONTINENTAL BROKER-DEALER CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE TRUMAN GROUP INC
CRD#: 10764 / SEC#: , 8-28141
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST HERITAGE GLOBAL LTD. | PARENT COMPANY | |
| FELDMAN, JACOB | PRESIDENT, CCO, GSP, FINOP, TREASURER, SECRETARY, DIRECTOR | 205901 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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