Gil Berman

BERMAN, GIL

BOULDER, CO

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CRD#: 2226414

Professional summary

Gil Berman, who also goes by Yagil Berman, is a registered financial advisor currently at BERMAN, GIL located in Boulder, Colorado.

Gil is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Gil has worked at 1 firm and has passed the Series 65 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Yagil Berman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I AM CURRENTLY ENGAGED IN ONE OTHER BUSINESS ACTIVITY AS FOLLOWS -- (1)NAME: FAIRFIELD GREENWICH GROUP; (2)INVESTMENT-RELATED: YES; (3)ADDRESS: 919 THIRD AVE., NYC 10022; (4)NATURE: INSTITUTIONAL MONEY MANAGEMENT FIRM; (5)RELATIONSHIP: CONSULTANT; (6)START DATE: 1997; (7)HRS./MO. DEVOTED: 5 TO 10; (8)HRS./MO. DURING TRADING HOURS: 5 TO 10; (9)DUTIES: REVIEW STOCK AND OPTION TRADING RECORDS FOR SEVERAL ACCOUNTS; PREPARE BRIEF SPREADSHEET AND NARRATIVE SUMMARIZING THE PRECEDING MONTH'S TRADING ACTIVITY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gil Berman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 14, 2004 - Present

BERMAN, GIL

RIA

CRD#: 127726

BOULDER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/24/2024)

IAR

Colorado
(8/14/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/20/2003

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 3

Date: 3/20/1992

National Commodity Futures Examination

Current Firm

BERMAN, GIL

BERMAN, GIL | GIL BERMAN | BERMAN, YAGIL A/K/A BERMAN, GIL | BERMAN, YAGIL

CRD#: 127726 / SEC#:

California

Registered Investment Advisory firm - (8/1/2005 Approved)

Colorado

Registered Investment Advisory firm - (12/25/2003 Approved)

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Contact information

Main Address

4450 Arapahoe Avenue, Suite 100, Boulder, CO 80303

Mailing Address

Phone number

(303) 447-9000

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	33
AUM (Assets Under Management)	$ 56,241,311

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gil Berman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gil Berman's CRS (Customer Relationship Summary).

Certified licenses

Experience

BERMAN, GIL

State Registrations and Notice Filings

Exams

Series 65

Date: 10/20/2003

Series 3

Date: 3/20/1992

Current Firm

BERMAN, GIL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BERMAN, GIL

TRUST BUT VERIFY

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