Lonnie A. Lecompte
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lonnie Allen Lecompte was a registered financial professional .
Lonnie is a previously registered financial professional and started their career in finance in 1992. Lonnie had worked at 7 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 3, 2014 - July 14, 2014
GREGORY RICKS LLC DBA GREGORY RICKS & ASSOCIATES
April 4, 2012 - March 14, 2013
MML INVESTORS SERVICES, LLC
October 5, 2010 - February 22, 2012
MML INVESTORS SERVICES, LLC
April 13, 1999 - July 26, 2010
MUTUAL OF AMERICA SECURITIES LLC
April 13, 1999 - July 26, 2010
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
August 3, 1998 - February 2, 1999
METROPOLITAN LIFE INSURANCE COMPANY
August 3, 1998 - February 2, 1999
MSI FINANCIAL SERVICES, INC.
October 8, 1992 - September 25, 1997
NATIONAL PLANNING CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GREGORY RICKS LLC DBA GREGORY RICKS & ASSOCIATES
CRD#: 159495 / SEC#: 801-107520
Contact information
Red Flags
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