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FW

Frances H. Williams

NORTHWEST ADMINISTRATORS
SEATTLE, WA 98102
Some features on this profile are disabled
CRD#: 2226181
FW

Professional summary

Frances House Williams, who also goes by Frances House Evans, is a registered financial advisor currently at NORTHWEST ADMINISTRATORS INC located in Seattle, Washington.

Frances is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Frances has worked at 1 firm and has passed the Series 65 and Series 2 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Frances House Evans

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frances House Williams's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 1, 1992 - Present

NORTHWEST ADMINISTRATORS INC

Office #1: 2323 Eastlake Ave E, Seattle, WA 98102
RIA
CRD#: 106544
SEATTLE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NA
NORTHWEST ADMINISTRATORS INC
NORTHWEST ADMINISTRATORS INC

CRD#: 106544 / SEC#: 801-10787

RIA
Registered Investment Advisory firm - (5/25/1975 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Washington
(5/1/1992)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/27/1992
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 2
Date: 3/19/1992
Non-Member General Securities Examination

Current Firm

NA
NORTHWEST ADMINISTRATORS INC
NORTHWEST ADMINISTRATORS INC

CRD#: 106544 / SEC#: 801-10787

RIA
Registered Investment Advisory firm - (5/25/1975 Approved)
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Contact information

Main Address
2323 Eastlake Ave East Suite 400, Seattle, WA 98102-3305
Mailing Address
Phone number
(206) 329-4900
Established
Firm type
Fiscal year end
# of Employees
381

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Part 2 Brochures

NWA FORM ADV PART 2 - 2025 (3/17/2025)

Regulatory assets under management

Total Number of Accounts7
AUM (Assets Under Management)$ 490,759,781

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NORTHWEST ADMINISTRATORS INC

CRD#: 106544Seattle, WA 98102

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Contact information

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