BK
Bruce D. Koellner
PLANMEMBER SECURITIES
Copley, OH 44321
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CRD#: 2226144
BK
Professional summary
Bruce David Koellner, who also goes by Bruce D Koellner, is a registered financial advisor currently at PLANMEMBER SECURITIES CORPORATION located in Copley, Ohio.
Bruce is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Bruce has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bruce D Koellner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) FIRST RESPONDERS FINANCIAL ADVISORS-1270 S. Cleveland Massillon Rd., COPLEY,OH 44321; INVESTMENT RELATED; FINANCIAL/INVESTMENT & Insurance SALES & SVCS; OWNER; START DATE 2/12; 120 HRS/MNTH & DURING TRADING. 2)Copley Township; 1540 South Cleveland Massillon Rd. Copley OH 44321; Start date 1/1/2018; Co Trustee for Township; consult on township issues with fiscal officer and two other trustees; 20 hrs/mo 10 hrs/mo during trading; NIR
CRS (Client Relationship Summary) - RIA
Click below to view Bruce David Koellner's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Bruce David Koellner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 25, 2014 - Present
PLANMEMBER SECURITIES CORPORATION
Office #1: 1270 S. Cleveland Massillon Rd., Bldg A, Suite 102, Copley, OH 44321RIA
BD
CRD#: 11869
Copley, OH
Current
November 25, 2014 - Present
PLANMEMBER SECURITIES CORPORATION
Office #1: 1270 S. Cleveland Massillon Rd., Bldg A, Suite 102, Copley, OH 44321RIA
BD
CRD#: 11869
Copley, OH
Past
June 2, 2006 - November 25, 2014
IC ADVISORY SERVICES, INC.
RIA
CRD#: 140190
BRIDGEWATER, NJ
Past
July 29, 2004 - June 2, 2006
THE INVESTMENT CENTER, INC.
RIA
CRD#: 17839
COPLEY, OH
Past
November 15, 2000 - November 25, 2014
THE INVESTMENT CENTER, INC.
BD
CRD#: 17839
COPLEY, OH
Past
January 16, 1996 - November 10, 2000
NEXT ADVISORS INC.
BD
CRD#: 14612
GARFIELD HEIGHTS, OH
Past
May 4, 1995 - December 17, 1995
VISTA FINANCIAL SERVICES CORPORATION
BD
CRD#: 37626
HUDSON, OH
Past
July 1, 1992 - May 8, 1995
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
KNOXVILLE, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/22/2024)
RR
California(6/11/2024)
RR
Colorado(10/14/2016)
RR
Florida(4/20/2017)
RR
Georgia(11/6/2018)
RR
Hawaii(6/11/2024)
RR
Illinois(7/28/2021)
RR
Indiana(11/25/2014)
RR
Iowa(7/28/2021)
RR
Kentucky(6/11/2024)
RR
Maryland(7/28/2021)
RR
Michigan(5/14/2024)
RR
Nevada(7/28/2021)
RR
New York(6/11/2024)
RR
North Carolina(2/12/2021)
RR
Ohio(11/25/2014)
IAR
Ohio(11/25/2014)
RR
Oklahoma(7/28/2016)
RR
Oregon(8/11/2021)
RR
Pennsylvania(7/28/2021)
RR
Texas(10/23/2015)
RR
Wyoming(10/22/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
6187 Carpinteria Avenue, Carpinteria, CA 93013
Mailing Address
6187 Carpinteria Avenue, Carpinteria, CA 93013-2060
Phone number
(805) 684-1199
Established
California since 03/12/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
432
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PLANMEMBER FINANCIAL CORPORATION | OWNER | |
| BOWMAN, BYRON FRANCIS | CHIEF LEGAL OFFICER & SECRETARY | 2673117 |
| HALEY, SEAN PATRICK | CHIEF COMPLIANCE OFFICER | 2837579 |
| HANSON, STEVEN R | CHIEF FINANCIAL OFFICER / FINOPS | 4854600 |
| JANEWAY, TERRALL JOSEPH | EVP/CHIEF OPERATING OFFICER | 2947154 |
| ZIEHL, JON MICHAEL | PRESIDENT | 707642 |
Regulatory assets under management
| Total Number of Accounts | 68,978 |
| AUM (Assets Under Management) | $ 9,035,509,268 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/21/2022 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PLANMEMBER SECURITIES CORPORATION
CRD#: 11869Copley, OH 44321TRUST BUT VERIFY
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Contact information
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