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Emmanuel U. Nwajiaku

FORTUNE FINANCIAL SERVICES
Columbia, SC 29223
Some features on this profile are disabled
CRD#: 2226079
EN

Professional summary

Emmanuel Uchenna Nwajiaku, who also goes by Emmanuel U Nwajiaku, Emmanuel U. Nwajiaku, Emmanuel Nwajiaku, is a registered financial professional currently at FORTUNE FINANCIAL SERVICES, INC. located in Columbia, South Carolina.

Emmanuel is registered as a RR (Registered Representative) and started their career in finance in 1992. Emmanuel has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Emmanuel U Nwajiaku | Emmanuel U. Nwajiaku | Emmanuel Nwajiaku

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Emmanuel Uchenna Nwajiaku's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 18, 2020 - Present

FORTUNE FINANCIAL SERVICES, INC.

Office #1: 7340 Parklane Road Suite 201, Columbia, SC 29223
BD
CRD#: 42150
Columbia, SC
Past

February 26, 2019 - June 24, 2020

FORTUNE FINANCIAL SERVICES, INC.

BD
CRD#: 42150
Columbia, SC
Past

March 25, 2017 - February 13, 2019

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
COLUMBIA, SC
Past

March 25, 2017 - February 13, 2019

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
COLUMBIA, SC
Past

February 3, 2004 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

RIA
CRD#: 14251
COLUMBIA, SC
Past

April 20, 1992 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
COLUMBIA, SC
Past

April 20, 1992 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
COLUMBIA, SC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
South Carolina
(8/18/2020)
RR
Tennessee
(4/26/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/28/2002
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/30/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/25/2002
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 4/15/1992
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/29/2005
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FF
FORTUNE FINANCIAL SERVICES, INC.
FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150 / SEC#: , 8-49727

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
3582 Brodhead Road Suite 202, Monaca, PA 15061
Mailing Address
P.o. Box 238, Monaca, PA 15061
Phone number
(724) 846-2488
Established
Pennsylvania since 10/21/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DANIELS, BLAKE WILLIAMCHAIRMAN OF THE BOARD; SECRETARY;TREASURER;CFO1285106
DANIELS, BRIAN LEEOWNER1213561
BENTLEY, GREGORY JOHNPRESIDENT, CHIEF EXECUTIVE OFFICER705379
PINTARIC, WILLIAM RICHARD JRCHIEF COMPLIANCE OFFICER
WHITENACK, MITCH LEECHIEF OPERATIONS OFFICER, FINOP, PFO, POO4794021

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150Columbia, SC 29223

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