Michael Terzo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Terzo was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1992. Michael had worked at 9 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 13, 2001 - May 31, 2002
DPEC CAPITAL, INC.
April 20, 2001 - December 6, 2001
OPPENHEIMER & CO. INC.
November 21, 2000 - May 16, 2001
HORNBLOWER & WEEKS, INC.
April 14, 1999 - December 5, 2000
AUERBACH, POLLAK & RICHARDSON INC.
March 11, 1999 - April 5, 1999
AUERBACH, POLLAK & RICHARDSON INC.
July 17, 1996 - March 12, 1999
ROYCE INVESTMENT GROUP, INC.
January 4, 1995 - July 11, 1996
BLUESTONE CAPITAL CORP.
January 10, 1994 - January 6, 1995
D. H. BLAIR & CO., INC.
February 18, 1993 - December 10, 1993
H.J. MEYERS & CO., INC.
November 16, 1992 - February 16, 1993
HANOVER, STERLING & COMPANY LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DPEC CAPITAL, INC.
CRD#: 103737 / SEC#: , 8-52230
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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