John R. Russo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John R Russo, who also goes by John Richard Russo, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1995. John had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 17, 2009 - August 13, 2019
AVANTAX ADVISORY SERVICES
March 26, 2009 - August 13, 2019
AVANTAX INVESTMENT SERVICES, INC.
March 25, 2009 - March 31, 2009
INTEGRITY ALLIANCE, LLC.
February 11, 2009 - March 31, 2009
INTEGRITY ALLIANCE, LLC.
October 28, 2008 - February 20, 2009
AVANTAX ADVISORY SERVICES
May 23, 2006 - February 20, 2009
AVANTAX INVESTMENT SERVICES, INC.
January 6, 2004 - May 31, 2006
SUMMIT BROKERAGE SERVICES, INC.
June 18, 1996 - December 31, 2003
CADARET, GRANT & CO., INC.
February 23, 1996 - June 18, 1996
NATHAN & LEWIS SECURITIES, INC.
August 29, 1995 - February 23, 1996
OSAIC WEALTH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
Contact information
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
