Stuart J. Litman
Professional summary
Stuart Jay Litman was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Stuart is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, Stuart had worked at 5 firms, which includes MAIDSTONE FINANCIAL INC., H G I, WESTFIELD FINANCIAL CORPORATION, MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, LEHMAN BROTHERS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 7, 1994 - October 11, 1996
MAIDSTONE FINANCIAL, INC.
October 4, 1993 - February 15, 1994
H G I
March 3, 1993 - October 7, 1993
WESTFIELD FINANCIAL CORPORATION
September 30, 1992 - March 11, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 28, 1992 - October 13, 1992
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Exams
Current Firm
MAIDSTONE FINANCIAL, INC.
CRD#: 31804 / SEC#: , 8-45556
Contact information
Documents
Red Flags
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