CM
Charles F. Mansfield
MISSIONSQUARE RETIREMENT
Lancaster, SC
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CRD#: 2225900
CM
Professional summary
Charles Francis Mansfield, who also goes by Charles Francis Mansfield III, Chas Mansfield, is a registered financial advisor currently at MISSIONSQUARE RETIREMENT located in Lancaster, South Carolina and MISSIONSQUARE INVESTMENT SERVICES located in Washington, District Of Columbia.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Charles has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Charles Francis Mansfield Iii | Chas Mansfield
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Wake Forest University. Non-investment related. Address: 200 N College St #150, Charlotte, NC 28202. Nature of business: Academic support. Position: Higher Education Academic Specialist. Start Date: 8/2012. Number of hours/month devoted to the other business: 8-10; during trading hours 0. Duties: Act as expert; instruct and review of Quantitative Methods, Macroeconomics, Managerial Economics, and Finance. 2) Residential rental property. Non-investment related. North Carolina. Owner. Start date: 8/10/2020. Number of hours/month devoted to the other business: 0; during trading hours 0. 3) Name: Rental sites. Non-investment related. Address: 1101 Canal Drive, Carolina Beach, NC 28428. Nature of business: It is listed on short-term rental sites such as VRBO and Airbnb. Periodically, the property is listed as available for rent. Position: Owner. Start Date: 01/01/2023. Number of hours/month devoted to other business: 0; during securities trading hours 0. Duties: A property manager would be the primary contact for all renters. 4) Name: The Dinner Detective. Non-investment related. Address: 1001 A East Harmony Rd, A254, Fort Collins, CO, 80525. Nature of business: Interactive dinner theater shows. Position: Actor. Start Date: 01/01/2023. Number of hours/month devoted to other business: 6; during securities trading hours 0. Duties: Actor.
CRS (Client Relationship Summary) - RIA
Click below to view Charles Francis Mansfield's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 6, 2020 - Present
MISSIONSQUARE RETIREMENT
RIA
CRD#: 108783
Lancaster, SC
Current
April 9, 2020 - Present
MISSIONSQUARE INVESTMENT SERVICES
Office #1: 777 North Capitol Street, Ne Suite 600, Washington, DC 20002-4240BD
CRD#: 23189
Washington, DC
Past
April 6, 2020 - April 9, 2020
MISSIONSQUARE RETIREMENT
RIA
CRD#: 108783
Waxhaw, NC
Past
July 1, 2016 - May 24, 2018
LPL FINANCIAL LLC
RIA
CRD#: 6413
CHARLOTTE, NC
Past
July 1, 2016 - May 24, 2018
LPL FINANCIAL LLC
BD
CRD#: 6413
CHARLOTTE, NC
Past
September 21, 2010 - June 7, 2016
MMC SECURITIES LLC
BD
CRD#: 103846
CHARLOTTE, NC
Past
July 22, 2010 - June 7, 2016
MMC SECURITIES LLC
RIA
CRD#: 103846
CHARLOTTE, NC
Past
March 2, 2005 - March 23, 2006
AMERICAN SECURITIES GROUP, INC.
RIA
CRD#: 43730
CHARLOTTE, NC
Past
February 8, 2005 - March 23, 2006
AMERICAN SECURITIES GROUP, INC.
BD
CRD#: 43730
CHARLOTTE, NC
Past
July 9, 2002 - December 31, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
CHARLOTTE, NC
Past
May 12, 2000 - December 31, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
BOSTON, MA
Past
March 7, 1996 - September 28, 1999
BANC OF AMERICA SECURITIES LLC
BD
CRD#: 26091
NEW YORK, NY
Past
April 20, 1994 - January 11, 1995
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MR
MISSIONSQUARE RETIREMENT
ICMA RETIREMENT CORP | MISSIONSQUARE RETIREMENT | INTERNATIONAL CITY MGMT ASSOCIATION RETIREMEN | INTERNATIONAL CITY MANAGEMENT ASSOCIATION RETIREMENT CORPORATION | ICMA-RC | ICMA RETIREMENT CORPORATION
CRD#: 108783 / SEC#: 801-18273
RIA
Registered Investment Advisory firm - (1/19/1983 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(11/9/2021)
RR
Arizona(11/9/2021)
RR
California(11/9/2021)
RR
District of Columbia(4/9/2020)
RR
Hawaii(11/9/2021)
RR
Idaho(11/9/2021)
RR
Montana(11/9/2021)
RR
Nevada(11/9/2021)
RR
New Mexico(11/9/2021)
RR
North Carolina(10/6/2020)
IAR
North Carolina(10/6/2020)
RR
Oregon(11/9/2021)
RR
South Carolina(9/11/2025)
IAR
South Carolina(9/11/2025)
RR
Texas(11/9/2021)
RR
Utah(11/9/2021)
RR
Washington(11/9/2021)
RR
Wyoming(11/9/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MR
MISSIONSQUARE RETIREMENT
ICMA RETIREMENT CORP | MISSIONSQUARE RETIREMENT | INTERNATIONAL CITY MGMT ASSOCIATION RETIREMEN | INTERNATIONAL CITY MANAGEMENT ASSOCIATION RETIREMENT CORPORATION | ICMA-RC | ICMA RETIREMENT CORPORATION
CRD#: 108783 / SEC#: 801-18273
RIA
Registered Investment Advisory firm - (1/19/1983 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240
Mailing Address
Phone number
(202) 962-4600
Established
Firm type
Fiscal year end
# of Employees
599
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 58,580 |
| AUM (Assets Under Management) | $ 5,959,398,729 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
