Henry P. Zewald
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Henry Peter Zewald, who also goes by Hank Zewald, was a registered financial professional .
Henry is a previously registered financial professional and started their career in finance in 1992. Henry had worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 26, 2011 - December 2, 2013
THE H GROUP, INC.
April 19, 2007 - March 27, 2008
LPL FINANCIAL LLC
April 4, 2007 - March 27, 2008
LPL FINANCIAL LLC
February 23, 2004 - April 18, 2005
1717 CAPITAL MANAGEMENT COMPANY
January 2, 2004 - April 18, 2005
1717 CAPITAL MANAGEMENT COMPANY
March 22, 1999 - December 14, 2001
VERAVEST INVESTMENTS, INC.
April 10, 1997 - March 1, 1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
April 10, 1997 - March 1, 1999
EQUITABLE ADVISORS, LLC
April 10, 1996 - April 2, 1997
EMMETT A LARKIN COMPANY, INC.
May 15, 1992 - March 18, 1996
GROVE SECURITIES, INC.
Primary Firm SEC Registration
THE H GROUP, INC.
CRD#: 106801 / SEC#: 801-39523
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE H GROUP, INC.
CRD#: 106801 / SEC#: 801-39523
Contact information
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,849 |
| AUM (Assets Under Management) | $ 580,107,747 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
