Ross A. Berner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ross Alan Berner was a registered financial professional .
Ross is a previously registered financial professional and started their career in finance in 1992. Ross had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 2005 - June 26, 2012
WEINTRAUB CAPITAL MANAGEMENT, L.P.
November 28, 1997 - March 24, 1998
CITIGROUP GLOBAL MARKETS INC.
May 18, 1992 - March 24, 1998
SALOMON BROTHERS INC.
April 7, 1992 - April 30, 1992
INTESA SANPAOLO IMI SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WEINTRAUB CAPITAL MANAGEMENT, L.P.
CRD#: 136068 / SEC#: 801-73412
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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