Robert A. Veek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Andrew Veek, who also goes by Bob Veek, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1992. Robert had worked at 3 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 2010 - December 4, 2013
SUMMER STREET RESEARCH PARTNERS
August 1, 2005 - April 1, 2010
WHITE CAP TRADING, LLC
July 14, 1992 - December 31, 2004
NATIONAL FINANCIAL SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Series 55
Date: 6/1/1999
Limited Representative-Equity Trader ExamCurrent Firm
SUMMER STREET RESEARCH PARTNERS
CRD#: 127142 / SEC#: , 8-65958
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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