William T. Barron
Professional summary
William Todd Barron is a registered financial professional currently at MCNALLY FINANCIAL SERVICES CORPORATION located in San Antonio, Texas.
William is registered as a RR (Registered Representative) and started their career in finance in 1992. William has worked at 5 firms and has passed the Series 63, Series 72, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Todd Barron's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 22, 2016 - Present
MCNALLY FINANCIAL SERVICES CORPORATION
Office #1: 16414 San Pedro Suite 930, San Antonio, TX 78232February 27, 2009 - December 31, 2015
FSC SECURITIES CORPORATION
February 27, 2009 - December 31, 2015
FSC SECURITIES CORPORATION
May 19, 1995 - February 27, 2009
ADVANTAGE CAPITAL CORPORATION
May 19, 1995 - February 27, 2009
ADVANTAGE CAPITAL CORPORATION
May 13, 1992 - May 17, 1995
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
May 13, 1992 - May 17, 1995
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/4/2016)
(1/25/2016)
(7/25/2025)
(1/22/2016)
Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationFINRA
Current Firm
MCNALLY FINANCIAL SERVICES CORPORATION
CRD#: 121196 / SEC#: , 8-65388
Contact information
FINRA licenses (43 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MCNALLY, DAVID DORN | CHIEF EXECUTIVE OFFICER; CHIEF COMPLIANCE OFFICER | 839798 |
Regulatory assets under management
| Total Number of Accounts | 142 |
| AUM (Assets Under Management) | $ 25,149,615 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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