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Bo Li
CETERA INVESTMENT ADVISERS LLC
SOLON, OH 44139
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CRD#: 2225599
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Professional summary
Bo Li is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Solon, Ohio and CETERA ADVISORS LLC located in Solon, Ohio.
Bo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Bo has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.SOLON FINANCIAL GROUP, SAME AS OFFICE ADDRESS, DBA FOR SECURITIES BUSINESS AND FIXED INSURANCE. 2.IFER SOLON LLC, 34208 AURORA RD #228, SOLON, OH 44139, RENTAL PROPERTY, 50% OWNER. 3.US CHINA CULTURE & BUSINESS ASSOCIATION, START 06/15/09, PROMITING CLUTURE AND BUSINESS EXCHANGE, PRESIDENT, 2HR/WK, 6200 SOM CENTER RD B21 SOLON OH 14139 4.ASIAN AMERICAN INSURANCE & FINANCIAL PROFESSIONAL, START 09/14/09, 2HR/WK, PROFESSIONAL EDUCATION & INFORMATION SHARING, PRESIDENT 5. T.E.M. INTERNATIONAL, INC., 6200 SOM CENTER RD, STE B21, SOLON, OH 44139, INTERNATIONAL TRADE AND BUSINESS CONSULTING SERVICES, 19% OWNERSHIP/PRESIDENT, 4HR/WK. 6. NAME OF OTHER BUSINESS: BO LI; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: LANGUAGE TRANSLATION; START DATE: 10/31/2016; POSITION/TITLE/RELATIONSHIP: INTERPRETER; APX NUMBER OF HOURS PER WEEK: 1-2 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: INTERPRETING AND TRANSLATION ENGLISH/CHINESE. 7. NAME OF OTHER BUSINESS: CHINESE SCHOOL ASSOCIATION IN THE UNITED STATES; INVESTMENT RELATED: NO; ADDRESS: 145 E. ALGONQUIN ROAD, ARLINGTON HEIGHTS, MI 60005; NATURE OF BUSINESS: CHINESE SCHOOL SERVICES; START DATE: 01/01/2017; POSITION/TITLE/RELATIONSHIP: DIRECTOR OF BOARD; APX NUMBER OF HOURS PER WEEK: 1 HOUR; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: MONTHLY CALLS, ACTIVITY PLANNING, AND PUBLIC RELATIONS. 8. NAME OF OTHER BUSINESS: MULTI-CULTURE FOOD INC,DBA WILD MANGO RESTAURANT AND BAR; INVESTMENT RELATED: NO; ADDRESS: 362 GREAT NORTHERN MALL NORTH OLMSTED OH 44070; NATURE OF BUSINESS: RESTAURANT DEVELOPMENT; START DATE: 6/2020; POSITION/TITLE/RELATIONSHIP: BUSINESS DEVELOPMENT; APX NUMBER OF HOURS PER WEEK: 15; APX NUMBER OF HOURS DURING TRADING HOURS: 15; BRIEF DESCRIPTION OF DUTIES: TO ATTRACT AND RETAIN CUSTOMERS TO RESTAURANT; 9. NAME OF OTHER BUSINESS: BO LI; INVESTMENT RELATED: NO, ADDRESS: 7150 LONGVIEW DR SOLON, OH 44139; NATURE OF BUSINESS: RELIGIOUS; START DATE: 4/2021 POSITION/TITLE/RELATIONSHIP: ORDAINED MINISTER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: ORDAINED MINISTER, ORDAIN MARRIAGE; 10. NAME OF OTHER BUSINESS: OHIO CHINESE GOLF ASSOCIATION; INVESTMENT RELATED: NO, ADDRESS: 7150 LONGVIEW DR SOLON, OH 44139; NATURE OF BUSINESS: NONPROFIT; START DATE: 5/2021 POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: HOLDING AND COORDINATING GOLF EVENTS AND RELATED GOLF ACTIVITIES; 11. NAME OF OTHER BUSINESS: BO LI; INVESTMENT RELATED: NO ; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: SISTER CITY RELATIONSHIP BUILDING; START DATE: 05/2024; POSITION/TITLE/RELATIONSHIP: DIRECTOR/LIAISON; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: VOLUNTEER, SISTER CITY RELATIONSHIP BUILDING FOR SOLON, OH; 12. NAME OF OTHER BUSINESS: CLEVELAND CONTEMPORARY CHINESE CULTURE ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 33600 INWOOD RD SOLON, OH 44139; NATURE OF BUSINESS:NON PROFIT; START DATE: 10/2024; POSITION/TITLE/RELATIONSHIP: BOARD DIRECTOR/PRESIDENT; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: ATTEND MEETINGS AND EVENTS FOR THE ASSOCIATION, ADMINISTRATIVE DUTIES FOR THE LANGUAGE SCHOOL;
CRS (Client Relationship Summary) - RIA
Click below to view Bo Li's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 30505 Bainbridge Rd Ste 160, Solon, OH 44139RIA
CRD#: 105644
SOLON, OH
Current
March 22, 2007 - Present
CETERA ADVISORS LLC
Office #1: 6200 Som Center Rd, Ste B21, Solon, OH 44139BD
CRD#: 10299
Solon, OH
Past
March 23, 2007 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
GREENWOOD VILLAGE, IL
Past
June 22, 2000 - March 19, 2007
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
SOLON, OH
Past
April 3, 1992 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
BD
CRD#: 680
NEWARK, NJ
Past
April 3, 1992 - March 19, 2007
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
SOLON, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/22/2007)
RR
Georgia(8/7/2017)
RR
Maryland(6/10/2019)
RR
Michigan(1/9/2017)
RR
New Jersey(3/22/2007)
RR
New York(6/12/2013)
RR
North Carolina(5/16/2022)
RR
Ohio(3/22/2007)
IAR
Ohio(3/21/2024)
RR
Oregon(6/18/2024)
RR
Pennsylvania(3/22/2007)
RR
Rhode Island(5/31/2022)
RR
Tennessee(1/22/2024)
RR
Texas(8/20/2007)
IAR
Texas(3/21/2024)
RR
Utah(1/2/2009)
RR
Washington(3/20/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
