Richard D Hurst | Financial Professional

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Richard D Hurst, who also goes by Richard D Hurst, Richard Hurst, Rick Hurst, Richard Dwight Hurst, was a registered financial professional .

Richard is a previously registered financial professional and started their career in finance in 1992. Richard had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

Richard D Hurst | Richard Hurst | Rick Hurst | Richard Dwight Hurst

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

02/1992 - Present, Fixed Insurance Sales, Self, Occasional Life Insurance Sales, Non-investment related, 3 Hours/Month.

Blog Corner

CRS (Client Relationship Summary)

April 20, 1992 - April 13, 1994

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

BD

CRD#: 2580

FORT WAYNE, IN

Past

April 20, 1992 - April 13, 1994

OSAIC FA, INC.

BD

CRD#: 3978

FORT WAYNE, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PW

PORTSIDE WEALTH GROUP, LLC

CRD#: 325175 / SEC#: 801-127529

RIA

Registered Investment Advisory firm - (3/24/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/3/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

RR

Series 63

Date: 3/27/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

Series 7

Date: 2/1/1995

General Securities Representative Examination

General Industry/Product Exam

RR

Series 6

Date: 3/27/1992

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PW

PORTSIDE WEALTH GROUP, LLC

CRD#: 325175 / SEC#: 801-127529

RIA

Registered Investment Advisory firm - (3/24/2023 Approved)

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Contact information

Main Address

3507 N University Ave Suite 150, Provo, UT 84604

Mailing Address

Phone number

(385) 412-1222

Established

Firm type

Fiscal year end

# of Employees

47

SEC notice filing (37 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PORTSIDE WEALTH GROUP, LLC ADV BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	6,507
AUM (Assets Under Management)	$ 1,125,318,236

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Richard D. Hurst

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TOWNSQUARE CAPITAL, LLC

ALLSTATE FINANCIAL SERVICES, LLC

EQUITY SERVICES, INC.

ALLSTATE FINANCIAL SERVICES, LLC

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

FIRST SECURITY INVESTOR SERVICES, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

Primary Firm SEC Registration

PORTSIDE WEALTH GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/3/2021

Series 63

Date: 3/27/1992

Series 7

Date: 2/1/1995

Series 6

Date: 3/27/1992

Current Firm

PORTSIDE WEALTH GROUP, LLC

Contact information

SEC notice filing (37 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PORTSIDE WEALTH GROUP, LLC

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