Gunnar A. Nelson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gunnar Arnold Nelson, who also goes by Gunnar A Nelson, was a registered financial professional .
Gunnar is a previously registered financial professional and started their career in finance in 1992. Gunnar had worked at 2 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 11, 1994 - September 10, 1996
RYKEL SECURITIES, INC.
May 11, 1992 - December 31, 1992
FINANCIAL WEST GROUP
State Registrations and Notice Filings
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Exams
Current Firm
RYKEL SECURITIES, INC.
CRD#: 32179 / SEC#: , 8-45619
Contact information
Documents
Red Flags
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