Ronald A. Mattesich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald A. Mattesich, who also goes by Ronald A Mattesich, Ronald Anthony Mattesich Mr., Ronald Anthony Mattesich, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1992. Ronald had worked at 11 firms and has passed the Series 66, Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 26, 2012 - July 13, 2013
BONWICK CAPITAL PARTNERS, LLC
October 18, 2012 - February 22, 2016
HAGIN INVESTMENT MANAGEMENT
December 7, 2009 - April 13, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 5, 2009 - April 13, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 6, 2005 - October 30, 2009
NATIXIS SECURITIES AMERICAS LLC
December 9, 2002 - December 8, 2004
SIDOTI & COMPANY, LLC
October 29, 2001 - March 22, 2002
RUMSON CAPITAL, LLC
August 24, 2001 - September 24, 2001
S. B. CANTOR & CO., INC.
December 19, 2000 - August 1, 2001
DEUTSCHE IXE, LLC
February 2, 2000 - January 1, 2001
APEX CLEARING CORPORATION
December 9, 1997 - March 24, 2000
HERZOG, HEINE, GEDULD, LLC
August 19, 1996 - April 21, 1997
QUICK & REILLY, INC.
May 11, 1992 - August 19, 1994
APEX CLEARING CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 5/22/1999
Limited Representative-Equity Trader ExamCurrent Firm
BONWICK CAPITAL PARTNERS, LLC
CRD#: 156469 / SEC#: , 8-68796
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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