Marisol Greco
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marisol Greco, who also goes by Marisol Gonzalez, Marisol Gonzalez Greco, was a registered financial professional .
Marisol is a previously registered financial professional and started their career in finance in 1994. Marisol had worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 2009 - December 20, 2012
PRUCO SECURITIES, LLC.
August 8, 2006 - April 27, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
August 8, 2006 - April 27, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
June 29, 2006 - August 18, 2006
MSI FINANCIAL SERVICES, INC.
June 29, 2006 - August 18, 2006
METROPOLITAN LIFE INSURANCE COMPANY
June 29, 2006 - August 18, 2006
MSI FINANCIAL SERVICES, INC.
September 29, 2004 - June 5, 2006
MSI FINANCIAL SERVICES, INC.
September 29, 2004 - June 5, 2006
METROPOLITAN LIFE INSURANCE COMPANY
September 29, 2004 - June 5, 2006
MSI FINANCIAL SERVICES, INC.
November 20, 2002 - July 28, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 20, 2002 - July 28, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 16, 2002 - October 21, 2002
CINCINNATI ANALYSTS, INC.
February 22, 2002 - October 21, 2002
CINCINNATI ANALYSTS, INC.
November 19, 1999 - October 19, 2000
CITIGROUP GLOBAL MARKETS INC.
November 1, 1994 - April 15, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
PRUCO SECURITIES, LLC.
CRD#: 5685 / SEC#: 801-52208, 8-16402
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PRUCO SECURITIES, LLC.
CRD#: 5685 / SEC#: 801-52208, 8-16402
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | SOLE MEMBER | |
| FELICIANO, DEXTER MICHAEL | PRESIDENT | 5483537 |
| FLORIO, KELLY NICOLE | ANTI-MONEY LAUNDERING OFFICER | 6446272 |
| FONTANO, ANTHONY MICHAEL | ELECTED MANAGER | 6852155 |
| HYNES, PATRICK LIAM | CHAIRMAN, ELECTED MANAGER | 2748918 |
| PATEL, PARANJ | CHIEF COMPLIANCE OFFICER | 4235738 |
| SMIT, ROBERT PHILIP | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, CONTROLLER, PRINCIPAL OPERATIONS OFFICER | 2332366 |
| THOMSEN, JORDAN KARSTEN | CHIEF LEGAL OFFICER | 2821664 |
Disclosures
| Regulatory Event | 30 |
| Arbitration | 13 |
| Bond | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/27/2025 | ||
| 12/22/2023 | ||
| 12/22/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
