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WM

William J. Muenckler

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CRD#: 2225541
WM

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William John Muenckler, who also goes by Will Muenckler, was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 1992. William had worked at 6 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Will Muenckler

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

March 11, 2004 - September 30, 2004

BERRY-SHINO SECURITIES, INC.

BD
CRD#: 38098
SCOTTSDALE, AZ
Past

February 9, 2004 - March 9, 2004

NATIONAL SECURITIES CORPORATION

BD
CRD#: 7569
BOCA RATON, FL
Past

April 11, 2001 - January 29, 2004

CONTINENTAL BROKER-DEALER CORP.

BD
CRD#: 14048
CARLE PLACE, NY
Past

July 27, 1998 - May 4, 2001

BERRY-SHINO SECURITIES, INC.

BD
CRD#: 38098
SCOTTSDALE, AZ
Past

May 9, 1997 - July 8, 1998

BIRCHTREE FINANCIAL SERVICES LLC

BD
CRD#: 15014
MINNEAPOLIS, MN
Past

March 10, 1995 - May 15, 1997

ROYCE INVESTMENT GROUP, INC.

BD
CRD#: 10494
WOODBURY, NY
Past

November 12, 1992 - February 21, 1995

1717 CAPITAL MANAGEMENT COMPANY

BD
CRD#: 4082
NEWARK, DE

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 10/30/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


BS
BERRY-SHINO SECURITIES, INC.
BERRY-SHINO SECURITIES, INC.

CRD#: 38098 / SEC#: , 8-48091

BD
Terminated by SEC on 04/26/2014
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Contact information


Main Address
Mailing Address
Phone number
Established
Arizona since 07/16/1993
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
MALONE, VERNA CAMPBELLSHAREHOLDER, DIRECTOR5943148
BERRY, ROBERT LEESHAREHOLDER, DIRECTOR, PRESIDENT1575345
CAMPBELL, MARLENE MARYSHAREHOLDER6124193
CAMPBELL, ROBERT MARLOWESHAREHOLDER6124205
HUNTER WISE SECURITIES, LLCSHAREHOLDER104193
DANIEL, MARY TERESEFINOP, CFO, CCO4539009

Disclosures


Regulatory Event4
Arbitration3

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BERRY-SHINO SECURITIES, INC.

CRD#: 38098

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