Ricardo A. Squitieri
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ricardo Arturo Squitieri MR., who also goes by Ricardo A Squitieri, Ricardo Arturo Squitieri, Richard Squitieri, Rick Squitieri, was a registered financial professional .
Ricardo is a previously registered financial professional and started their career in finance in 1992. Ricardo had worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2006 - October 12, 2023
BTIG, LLC
June 8, 2004 - January 11, 2006
EDGETRADE LLC
February 20, 2003 - June 8, 2004
M BARC INVESTMENT GROUP, INC.
February 6, 2003 - January 8, 2004
NT SECURITIES LLC
June 11, 2001 - January 13, 2003
TRACK DATA SECURITIES CORPORATION
March 24, 1999 - July 13, 1999
ACCESS SECURITIES, LLC
September 29, 1998 - March 1, 1999
RUMSON CAPITAL, LLC
June 5, 1996 - March 17, 1997
NORTHSTAR DISTRIBUTORS, INC.
June 21, 1995 - October 26, 1995
CITIGROUP GLOBAL MARKETS INC.
April 12, 1995 - June 27, 1995
CITICORP INVESTMENT SERVICES
July 31, 1993 - March 1, 1995
CITIGROUP GLOBAL MARKETS INC.
May 13, 1993 - July 31, 1993
LEHMAN BROTHERS INC.
November 17, 1992 - March 12, 1993
EDWARD JONES
July 10, 1992 - October 20, 1992
PERSHING LLC
June 11, 1992 - June 22, 1992
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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