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David John Deblase

TCBI SECURITIES
DALLAS, TX
·CRD# 2225249·25 years experience

Professional Summary

David John Deblase is a registered financial advisor currently at TCBI SECURITIES, INC. located in Dallas, Texas. David is registered as a RR (Registered Representative) and started their career in finance in 1992. David has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14, Series 24 and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

TCBI SECURITIES, INC.·CRD# 313304
BD
2000 Mckinney Avenue Suite 700, Dallas, TX 75201
May 31, 2022 - Present
AMERIVET SECURITIES, INC.·CRD# 34786
BD
New York, NY
August 2, 2018 - April 25, 2022
DHF SERVICES LLC·CRD# 139308
BD
New York, NY
December 22, 2010 - January 31, 2011
DHF SERVICES LLC·CRD# 139308
BD
New York, NY
September 17, 2007 - December 1, 2010
SOUTH STREET SECURITIES LLC·CRD# 125202
BD
New York, NY
July 24, 2003 - April 25, 2022
THREE RIVERS SECURITIES LLC·CRD# 107887
BD
New York, NY
April 2, 2002 - February 12, 2003
HILLIARD FARBER SECURITIES CORP.·CRD# 18504
BD
March 18, 1992 - April 1, 1993
DEALERWEB LLC·CRD# 19662
BD
March 18, 1992 - April 1, 1993

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Current Firm

TS
TCBI SECURITIES, INC.

TCBI SECURITIES | TEXAS CAPITAL SECURITIES | TCBI SECURITIES, INC.

CRD#: 313304 / SEC#: 8-70682
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

2000 Mckinney Avenue Suite 700, Dallas, TX 75201

Mailing Address

2000 Mckinney Avenue Suite 700, Dallas, TX 75201

Phone Number

(214) 932-6671

Established

Texas since 03/03/2021

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
TEXAS CAPITAL BANCSHARES, INC.OWNER—
ALVARADO, ANNA MARIADIRECTOR4433966
COLPITTS, JOEL BRIANPRINCIPAL FINANCIAL OFFICER AND FIN/OP2376942
CUMMINGS, JOHN WILLIAMDIRECTOR2729018
GENYK, STEVENMUNICIPAL SECURITIES PRINCIPAL2324120
GETTY, JOSEPH MATTHEWAMLCO6343874
HOLMES, ROBERT CDIRECTOR2948416
HOVERMAN, DANIEL STEPHENSDIRECTOR, PRESIDENT5281289
RIVERA, JASONCHIEF COMPLIANCE OFFICER5010925
SCURLOCK, JOHN MATTHEWDIRECTOR7521986

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(6/23/2022)
RR
Alaska
(6/23/2022)
RR
Arizona
(6/23/2022)
RR
Arkansas
(6/23/2022)
RR
California
(6/23/2022)
RR
Colorado
(6/23/2022)
RR
Connecticut
(6/23/2022)
RR
Delaware
(6/23/2022)
RR
District of Columbia
(8/9/2022)
RR
Florida
(6/23/2022)
RR
Georgia
(6/23/2022)
RR
Hawaii
(6/23/2022)
RR
Idaho
(6/23/2022)
RR
Illinois
(8/12/2022)
RR
Indiana
(6/23/2022)
RR
Iowa
(6/23/2022)
RR
Kansas
(6/23/2022)
RR
Kentucky
(6/23/2022)
RR
Louisiana
(6/23/2022)
RR
Maine
(6/23/2022)
RR
Maryland
(6/23/2022)
RR
Massachusetts
(6/23/2022)
RR
Michigan
(6/23/2022)
RR
Minnesota
(6/23/2022)
RR
Mississippi
(6/23/2022)
RR
Missouri
(6/23/2022)
RR
Montana
(6/23/2022)
RR
Nebraska
(6/23/2022)
RR
Nevada
(6/23/2022)
RR
New Hampshire
(6/23/2022)
RR
New Jersey
(6/23/2022)
RR
New Mexico
(6/23/2022)
RR
New York
(6/23/2022)
RR
North Carolina
(6/23/2022)
RR
North Dakota
(6/23/2022)
RR
Ohio
(6/23/2022)
RR
Oklahoma
(6/23/2022)
RR
Oregon
(6/23/2022)
RR
Pennsylvania
(6/23/2022)
RR
Puerto Rico
(7/15/2022)
RR
Rhode Island
(6/23/2022)
RR
South Carolina
(6/23/2022)
RR
South Dakota
(6/23/2022)
RR
Tennessee
(6/23/2022)
RR
Texas
(5/31/2022)
RR
Utah
(6/23/2022)
RR
Vermont
(6/23/2022)
RR
Virgin Islands
(8/9/2022)
RR
Virginia
(6/23/2022)
RR
Washington
(6/23/2022)
RR
West Virginia
(6/23/2022)
RR
Wisconsin
(6/23/2022)
RR
Wyoming
(6/23/2022)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2002About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2002About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed May 2003About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Feb 2003About the Series 27 exam
FINRA
SRO Registrations
NYSE American LLC
SRO Registrations
Nasdaq Stock Market
SRO Registrations
New York Stock Exchange
SRO Registrations
Texas Stock Exchange LLC
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view David John Deblase's CRS (Customer Relationship Summary).

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