DD
David J. Deblase
TCBI SECURITIES
Dallas, TX 75201
Some features on this profile are disabled
CRD#: 2225249
DD
Professional summary
David John Deblase, who also goes by David John Deblase Sr, is a registered financial professional currently at TCBI SECURITIES, INC. located in Dallas, Texas.
David is registered as a RR (Registered Representative) and started their career in finance in 1992. David has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14, Series 24 and Series 27 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
David John Deblase Sr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view David John Deblase's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 31, 2022 - Present
TCBI SECURITIES, INC.
Office #1: 2000 Mckinney Avenue Suite 700, Dallas, TX 75201BD
CRD#: 313304
Dallas, TX
Past
August 2, 2018 - April 25, 2022
AMERIVET SECURITIES, INC.
BD
CRD#: 34786
New York, NY
Past
December 22, 2010 - January 31, 2011
DHF SERVICES LLC
BD
CRD#: 139308
NEW YORK, NY
Past
September 17, 2007 - December 1, 2010
DHF SERVICES LLC
BD
CRD#: 139308
NEW YORK, NY
Past
July 24, 2003 - April 25, 2022
SOUTH STREET SECURITIES LLC
BD
CRD#: 125202
NEW YORK, NY
Past
April 2, 2002 - February 12, 2003
THREE RIVERS SECURITIES LLC
BD
CRD#: 107887
NEW YORK, NY
Past
March 18, 1992 - April 1, 1993
HILLIARD FARBER SECURITIES CORP.
BD
CRD#: 18504
Past
March 18, 1992 - April 1, 1993
DEALERWEB LLC
BD
CRD#: 19662
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/23/2022)
RR
Alaska(6/23/2022)
RR
Arizona(6/23/2022)
RR
Arkansas(6/23/2022)
RR
California(6/23/2022)
RR
Colorado(6/23/2022)
RR
Connecticut(6/23/2022)
RR
Delaware(6/23/2022)
RR
District of Columbia(8/9/2022)
RR
Florida(6/23/2022)
RR
Georgia(6/23/2022)
RR
Hawaii(6/23/2022)
RR
Idaho(6/23/2022)
RR
Illinois(8/12/2022)
RR
Indiana(6/23/2022)
RR
Iowa(6/23/2022)
RR
Kansas(6/23/2022)
RR
Kentucky(6/23/2022)
RR
Louisiana(6/23/2022)
RR
Maine(6/23/2022)
RR
Maryland(6/23/2022)
RR
Massachusetts(6/23/2022)
RR
Michigan(6/23/2022)
RR
Minnesota(6/23/2022)
RR
Mississippi(6/23/2022)
RR
Missouri(6/23/2022)
RR
Montana(6/23/2022)
RR
Nebraska(6/23/2022)
RR
Nevada(6/23/2022)
RR
New Hampshire(6/23/2022)
RR
New Jersey(6/23/2022)
RR
New Mexico(6/23/2022)
RR
New York(6/23/2022)
RR
North Carolina(6/23/2022)
RR
North Dakota(6/23/2022)
RR
Ohio(6/23/2022)
RR
Oklahoma(6/23/2022)
RR
Oregon(6/23/2022)
RR
Pennsylvania(6/23/2022)
RR
Puerto Rico(7/15/2022)
RR
Rhode Island(6/23/2022)
RR
South Carolina(6/23/2022)
RR
South Dakota(6/23/2022)
RR
Tennessee(6/23/2022)
RR
Texas(5/31/2022)
RR
Utah(6/23/2022)
RR
Vermont(6/23/2022)
RR
Virgin Islands(8/9/2022)
RR
Virginia(6/23/2022)
RR
Washington(6/23/2022)
RR
West Virginia(6/23/2022)
RR
Wisconsin(6/23/2022)
RR
Wyoming(6/23/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TS
TCBI SECURITIES, INC.
TCBI SECURITIES | TEXAS CAPITAL SECURITIES | TCBI SECURITIES, INC.
CRD#: 313304 / SEC#: , 8-70682
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
2000 Mckinney Avenue Suite 700, Dallas, TX 75201
Mailing Address
2000 Mckinney Avenue Suite 700, Dallas, TX 75201
Phone number
(214) 932-6671
Established
Texas since 03/03/2021
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEXAS CAPITAL BANCSHARES, INC. | OWNER | |
| ALVARADO, ANNA MARIA | DIRECTOR | 4433966 |
| COLPITTS, JOEL BRIAN | PRINCIPAL FINANCIAL OFFICER AND FIN/OP | 2376942 |
| GENYK, STEVEN | MUNICIPAL SECURITIES PRINCIPAL | 2324120 |
| HOLMES, ROBERT C | DIRECTOR | 2948416 |
| HOVERMAN, DANIEL STEPHENS | DIRECTOR, PRESIDENT | 5281289 |
| OMAN, DAVID | DIRECTOR | 5685397 |
| RIVERA, JASON | CHIEF COMPLIANCE OFFICER | 5010925 |
| SCURLOCK, JOHN MATTHEW | DIRECTOR | 7521986 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TCBI SECURITIES, INC.
CRD#: 313304Dallas, TX 75201TRUST BUT VERIFY
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