Artis L. Terrell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Artis Lee Terrell JR, who also goes by Artis Lee Jr Terrell, was a registered financial professional .
Artis is a previously registered financial professional and started their career in finance in 1992. Artis had worked at 7 firms and has passed the Series 63, SIE, Series 31, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 20, 2014 - December 9, 2015
POWDER POINT FINANCIAL LLC
February 29, 2012 - August 28, 2013
NEXBANK SECURITIES INC
July 9, 1997 - November 29, 2011
THE WILLIAMS CAPITAL GROUP, L.P.
June 28, 1996 - July 15, 1997
HUDSON KNIGHT SECURITIES, INC.
January 23, 1995 - November 3, 1995
MORGAN STANLEY DW INC.
June 15, 1992 - October 29, 1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
June 15, 1992 - October 29, 1992
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
POWDER POINT FINANCIAL LLC
CRD#: 145199 / SEC#: , 8-67715
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KELLY, MARJORIE ANN | PRESIDENT, CEO, CFO, COO, CCO, MEMBER | 1230785 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
