Michael S. Harris
Professional summary
Michael Scott Harris, CFP®, who also goes by Mike Harris, is a registered financial advisor currently at BLUE ROCK FINANCIAL SERVICES, INC. located in Medford, Oregon.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Michael has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Scott Harris's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2006
Experience
October 2, 2009 - Present
BLUE ROCK FINANCIAL SERVICES, INC.
August 10, 1992 - December 23, 1992
EDWARD JONES
May 26, 1992 - July 27, 1992
IDS LIFE INSURANCE COMPANY
May 26, 1992 - July 27, 1992
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/3/2010)
(10/2/2009)
(7/23/2025)
Exams
Current Firm
BLUE ROCK FINANCIAL SERVICES, INC.
CRD#: 151566 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 61 |
| AUM (Assets Under Management) | $ 57,600,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/21/2025 |
Red Flags
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