Robert S. Kohany
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Steve Kohany JR was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1992. Robert had worked at 16 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 5, 2018 - May 2, 2019
NFSG CORPORATION
November 19, 2018 - May 2, 2019
NEWBRIDGE SECURITIES CORPORATION
July 14, 2015 - November 15, 2018
KOVACK ADVISORS, INC.
April 29, 2015 - November 15, 2018
KOVACK SECURITIES INC.
September 20, 2012 - December 20, 2012
ZECCO TRADING, INC.
July 26, 2012 - April 27, 2015
ALLY INVEST SECURITIES LLC
August 21, 2007 - July 13, 2012
1ST DISCOUNT BROKERAGE, INC.
November 15, 1999 - July 10, 2006
INTERCOASTAL FINANCIAL SERVICES CORP.
November 8, 1999 - November 16, 1999
JWGENESIS SECURITIES, INC.
April 23, 1999 - June 29, 1999
JW GENESIS CLEARING CORP.
December 2, 1996 - July 21, 1997
SCHON-EX LLC
June 12, 1996 - January 20, 1998
SCHONFELD SECURITIES, LLC
August 10, 1995 - October 13, 1995
SCHONFELD SECURITIES, LLC
April 28, 1994 - January 11, 1995
NORTH AMERICAN INSTITUTIONAL BROKERS
April 5, 1993 - May 3, 1994
NOBLE CAPITAL MARKETS, INC.
June 4, 1992 - March 18, 1993
AMERIPRISE ADVISOR SERVICES, INC.
April 20, 1992 - May 11, 1992
CHATFIELD DEAN & CO., INC.
Primary Firm SEC Registration
NFSG CORPORATION
CRD#: 130814 / SEC#: 801-68448
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/29/1999
Limited Representative-Equity Trader ExamCurrent Firm
NFSG CORPORATION
CRD#: 130814 / SEC#: 801-68448
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,587 |
| AUM (Assets Under Management) | $ 813,494,847 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
