Gerald T. Gambatese

GTG WEALTH MANAGEMENT

Elm Grove, WI 53122

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CRD#: 2224990

Professional summary

Gerald Thomas Gambatese, who also goes by Jerry Gambatese, Gambatese, is a registered financial advisor currently at GTG WEALTH MANAGEMENT, LLC located in Elm Grove, Wisconsin.

Gerald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Gerald has worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jerry Gambatese | Gambatese

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1% OWNER OF FAMILY LIFE FINANCIAL SERVICES OF WISCONSIN, LLC ("FLFS") WHICH IS LOCATED IN THE SAME OFFICE AS GTG WEALTH MANAGEMENT. THE TIME SPENT ON THIS ACTIVITY MAY VARY THROUGHOUT THE YEAR BUT GENERALLY ACCOUNTS FOR APPROXIMATELY 1% OF THE REGISTRANT'S TIME DURING MARKET HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gerald Thomas Gambatese's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 30, 2003 - Present

GTG WEALTH MANAGEMENT, LLC

Office #1: 12970 West Bluemound Road Suite 105, Elm Grove, WI 53122

RIA

CRD#: 126273

Elm Grove, WI

Past

April 3, 1992 - September 24, 2004

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(8/25/2004)

IAR

Iowa
(9/18/2014)

IAR

Wisconsin
(4/30/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/6/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/3/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 4/2/1992

Investment Company Products/Variable Contracts Representative Examination

Current Firm

GTG WEALTH MANAGEMENT, LLC

CRD#: 126273 / SEC#:

Illinois

Registered Investment Advisory firm - (10/15/2003 Approved)

Iowa

Registered Investment Advisory firm - (8/28/2014 Approved)

Minnesota

Registered Investment Advisory firm - (4/12/2018 Terminated)

Wisconsin

Registered Investment Advisory firm - (4/30/2003 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

12970 West Bluemound Road Suite 105, Elm Grove, WI 53122

Mailing Address

P.o. Box 409, Elm Grove, WI 53122-0409

Phone number

(262) 796-1190

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gerald T. Gambatese

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gerald Thomas Gambatese's CRS (Customer Relationship Summary).

Certified licenses

Experience

GTG WEALTH MANAGEMENT, LLC

OSAIC FS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/6/1997

Series 63

Date: 4/3/1992

Series 6

Date: 4/2/1992

Current Firm

GTG WEALTH MANAGEMENT, LLC

Contact information

Documents

Red Flags

Company Information

GTG WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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