Steven M. Ruiz
Professional summary
Steven Michael Ruiz, who also goes by Rock Ruiz, Steven M Ruiz, Steven Michael Ruiz "rock, is a registered financial advisor currently at ROCK SOLID CONSULTANTS LLC located in Abita Springs, Louisiana.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Steven has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Steven Michael Ruiz's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 15, 2024 - Present
ROCK SOLID CONSULTANTS LLC
November 1, 2021 - November 6, 2023
AMERITAS ADVISORY SERVICES, LLC
February 13, 2009 - November 1, 2021
AMERITAS INVESTMENT COMPANY, LLC
December 1, 2008 - November 6, 2023
AMERITAS INVESTMENT COMPANY, LLC
July 9, 2003 - November 26, 2008
SECURITIES AMERICA ADVISORS, INC.
June 2, 2003 - November 26, 2008
SECURITIES AMERICA, INC.
August 1, 2001 - June 11, 2003
IFG NETWORK SECURITIES, INC.
July 3, 2001 - July 31, 2001
EISNER SECURITIES, INC.
February 17, 1999 - July 6, 2001
VERAVEST INVESTMENTS, INC.
May 26, 1992 - March 12, 1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
May 26, 1992 - March 12, 1999
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/15/2024)
Exams
Current Firm
ROCK SOLID CONSULTANTS LLC
CRD#: 329817 / SEC#:
Contact information
Red Flags
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