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Richard A. Yemm
SECURE ASSET MANAGEMENT, L.L.C.
Vero Beach, FL 32960
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CRD#: 2224927
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Professional summary
Richard A Yemm, CFP®, who also goes by Dick Yemm, Richard Albert Yemm, is a registered financial advisor currently at SECURE ASSET MANAGEMENT, L.L.C. located in Vero Beach, Florida.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Richard has worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dick Yemm | Richard Albert Yemm
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FIRST ASSET MANAGERS, INC - INVESTMENT RELATED - 1940 10TH AVE STE C, VERO BEACH FL 32960 - DBA - OWNER - START 06/1993 - 100 HOURS/MONTH DURING TRADING HOURS - MANAGEMENT, ADMINISTRATION, & OPERATIONS; FIRST ASSET CONSULTANTS - NON INVESTMENT RELATED - SAME ADDRESS - INSURANCE - AGENT/OWNER - START 11/2006 - 5 HOURS/MONTH DURING TRADING HOURS - HEALTH, LIFE, LTC, DISABILITY, & FIXED ANNUITIES; RILEY'S PRESS - INVESTMENT RELATED - SAME ADDRESS - DBA / BOOK PUBLICATION & DISTRIBUTION - OWNER - START 10/2020 - 30 HOURS/MONTH, 20 DURING TRADING HOURS - ALL ACTIVITIES FROM CONCEPT, MANUFACTURE, & PROMOTION OF MEDIUM INCLUDING BOOK & ARTICLES; SECURE ASSET MANAGEMENT - INVESTMENT RELATED - SAME ADDRESS - FINANCIAL ADVISORY - INDEPENDENT CONTRACTOR - START 09/2024 - 141 HOURS/MONTH, 120 DURING TRADING HOURS - FINANCIAL ADVISOR & MANAGEMENT OF ASSETS. First Asset Managers, Inc.; Owner; Investment Related; 1940 10th Ave Suite C2 Vero Beach Florida 32960; Responsibilities: DBA for consulting services; Started 2025-05-30; 10 Hours per month devoted to business during trading hours; 10 Hours per month devoted to business outside trading hours; 10 Percent of total yearly compensation expected to be derived from the business; Contact person at the organization: Dick Yemm. First Asset Consultants, LLC; Owner; Investment Related; 1940 10th Ave Suite C2 Vero Beach Florida 32960; Responsibilities Duties: dba Consulting Services; Started 2025-05-30; 10 Hours per month devoted to business during trading hours; 10 Hours per month devoted to business outside trading hours; 10 Percent of total yearly compensation expected to be derived from the business; Contact person at the organization: Dick Yemm.
CRS (Client Relationship Summary) - RIA
Click below to view Richard A Yemm's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1996
Experience
Current
September 24, 2024 - Present
SECURE ASSET MANAGEMENT, L.L.C.
Office #1: 800 20th Place Ste 2, Vero Beach, FL 32960RIA
CRD#: 144046
Vero Beach, FL
Past
August 3, 2021 - September 19, 2024
SCF INVESTMENT ADVISORS, INC.
RIA
CRD#: 123608
VERO BEACH, FL
Past
August 3, 2021 - September 19, 2024
SCF SECURITIES, INC.
BD
CRD#: 47275
Vero Beach, FL
Past
November 6, 2020 - August 5, 2021
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
VERO BEACH, FL
Past
November 6, 2020 - August 5, 2021
SECURITIES AMERICA, INC.
BD
CRD#: 10205
Vero Beach, FL
Past
July 3, 2019 - November 6, 2020
KMS FINANCIAL SERVICES, INC.
RIA
CRD#: 3866
Vero Beach, FL
Past
July 2, 2019 - November 6, 2020
KMS FINANCIAL SERVICES, INC.
BD
CRD#: 3866
Vero Beach, FL
Past
January 23, 2014 - July 2, 2019
KOVACK ADVISORS, INC.
RIA
CRD#: 140808
Vero Beach, FL
Past
December 26, 2013 - July 2, 2019
KOVACK SECURITIES INC.
BD
CRD#: 44848
Vero Beach, FL
Past
November 8, 2001 - December 26, 2013
CETERA ADVISORS LLC
RIA
CRD#: 10299
VERO BEACH, FL
Past
July 6, 2001 - December 26, 2013
CETERA ADVISORS LLC
BD
CRD#: 10299
VERO BEACH, FL
Past
December 18, 1997 - July 2, 2001
CARDINAL INVESTMENTS, INC.
BD
CRD#: 36838
COLUMBIA, IL
Past
March 12, 1996 - December 9, 1997
SII INVESTMENTS, INC.
BD
CRD#: 2225
APPLETON, WI
Past
June 17, 1993 - February 15, 1996
FFP SECURITIES, INC.
BD
CRD#: 16337
CHESTERFIELD, MO
Past
March 26, 1992 - June 7, 1993
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
March 26, 1992 - June 7, 1993
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SECURE ASSET MANAGEMENT, L.L.C.
1031 CONSULTING AND SERVICES GROUP | WITTENBERG INVESTMENTS, INC | TRANSCEND FINANCIAL | TRADEWELL TAX & FINANCIAL | TRADEWELL FINANCIAL | TITAN WEALTH ADVISORS | THOMAS FINANCIAL | SON LIGHT INC. | SECURE MANAGEMENT | SECURE ASSET MANAGEMENT, LLC | SECURE ASSET MANAGEMENT, L.L.C. | RW BOWLIN INVESTMENT SERVICES, INC. | REAL ESTATE TRANSITION SOLUTIONS | RANGE FINANCIAL | PREMIER ESTATE PLANNERS | PACELINE FINANCIAL LLC | NUSTAR FINANCIAL | NEVILLE FINANCIAL GROUP | MURRAY, TYMKEW & ASSOCIATES, INC. | MONEY & INVESTMENT CONCEPTS | INFORM FINANCIAL | HORNYAK FINANCIAL GROUP | HARRISON FINANCIAL | GOLDSTEIN FINANCIAL | GLEN H. CHESTER & ASSOCIATES | FORTNER WEALTH SERVICES | FORTHRIGHT CAPITAL MANAGEMENT, LLC | FINANCIAL STRATEGIES GROUP | EVERGREEN INVESTMENTS | CRESCENDO FINANCE | COUGHLIN WEALTH MANAGEMENT | COMPASS FINANCIAL | BLUEBIRD ADVISORY
CRD#: 144046 / SEC#: 801-113954
RIA
Registered Investment Advisory firm - (9/7/2018 Approved)Arizona
Registered Investment Advisory firm - (9/17/2018 Terminated)Colorado
Registered Investment Advisory firm - (9/17/2018 Terminated)Florida
Registered Investment Advisory firm - (9/17/2018 Terminated)Illinois
Registered Investment Advisory firm - (9/7/2018 Terminated)Indiana
Registered Investment Advisory firm - (9/19/2018 Terminated)Michigan
Registered Investment Advisory firm - (9/18/2018 Terminated)New York
Registered Investment Advisory firm - (9/17/2018 Terminated)Ohio
Registered Investment Advisory firm - (9/17/2018 Terminated)Pennsylvania
Registered Investment Advisory firm - (9/17/2018 Terminated)Texas
Registered Investment Advisory firm - (9/17/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(9/24/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
SA
SECURE ASSET MANAGEMENT, L.L.C.
1031 CONSULTING AND SERVICES GROUP | WITTENBERG INVESTMENTS, INC | TRANSCEND FINANCIAL | TRADEWELL TAX & FINANCIAL | TRADEWELL FINANCIAL | TITAN WEALTH ADVISORS | THOMAS FINANCIAL | SON LIGHT INC. | SECURE MANAGEMENT | SECURE ASSET MANAGEMENT, LLC | SECURE ASSET MANAGEMENT, L.L.C. | RW BOWLIN INVESTMENT SERVICES, INC. | REAL ESTATE TRANSITION SOLUTIONS | RANGE FINANCIAL | PREMIER ESTATE PLANNERS | PACELINE FINANCIAL LLC | NUSTAR FINANCIAL | NEVILLE FINANCIAL GROUP | MURRAY, TYMKEW & ASSOCIATES, INC. | MONEY & INVESTMENT CONCEPTS | INFORM FINANCIAL | HORNYAK FINANCIAL GROUP | HARRISON FINANCIAL | GOLDSTEIN FINANCIAL | GLEN H. CHESTER & ASSOCIATES | FORTNER WEALTH SERVICES | FORTHRIGHT CAPITAL MANAGEMENT, LLC | FINANCIAL STRATEGIES GROUP | EVERGREEN INVESTMENTS | CRESCENDO FINANCE | COUGHLIN WEALTH MANAGEMENT | COMPASS FINANCIAL | BLUEBIRD ADVISORY
CRD#: 144046 / SEC#: 801-113954
RIA
Registered Investment Advisory firm - (9/7/2018 Approved)Arizona
Registered Investment Advisory firm - (9/17/2018 Terminated)Colorado
Registered Investment Advisory firm - (9/17/2018 Terminated)Florida
Registered Investment Advisory firm - (9/17/2018 Terminated)Illinois
Registered Investment Advisory firm - (9/7/2018 Terminated)Indiana
Registered Investment Advisory firm - (9/19/2018 Terminated)Michigan
Registered Investment Advisory firm - (9/18/2018 Terminated)New York
Registered Investment Advisory firm - (9/17/2018 Terminated)Ohio
Registered Investment Advisory firm - (9/17/2018 Terminated)Pennsylvania
Registered Investment Advisory firm - (9/17/2018 Terminated)Texas
Registered Investment Advisory firm - (9/17/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2565 West Maple Rd, Troy, MI 48084
Mailing Address
Phone number
(248) 414-1562
Established
Firm type
Fiscal year end
# of Employees
53
SEC notice filing (40 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,714 |
| AUM (Assets Under Management) | $ 890,034,531 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SECURE ASSET MANAGEMENT, L.L.C.
CRD#: 144046Vero Beach, FL 32960TRUST BUT VERIFY
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