CR

Clark A. Reinhard

Some features on this profile are disabled
CRD#: 2224876
CR

Professional summary


Clark Alexander Reinhard was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Clark is a previously registered financial advisor and started their career in finance in 1992. Prior to being barred, Clark had worked at 6 firms, which includes 1ST WORLDWIDE FINANCIAL PARTNERS LLC, 1ST WORLDWIDE ADVISORS LLC., THOMAS GROUP CAPITAL, PERSHING LLC, MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, SFI INVESTMENTS INC..

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

March 20, 2007 - November 26, 2010

1ST WORLDWIDE FINANCIAL PARTNERS, LLC

BD
CRD#: 132038
SHREWSBURY, NJ
Past

August 11, 2006 - December 17, 2010

1ST WORLDWIDE ADVISORS, LLC.

RIA
CRD#: 133225
SHREWSBURY, NJ
Past

July 22, 2005 - March 23, 2006

1ST WORLDWIDE FINANCIAL PARTNERS, LLC

BD
CRD#: 132038
SHREWSBURY, NJ
Past

December 9, 2002 - March 7, 2005

THOMAS GROUP CAPITAL

BD
CRD#: 112901
ATLANTA, GA
Past

June 10, 1998 - October 24, 2002

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ
Past

August 27, 1992 - June 5, 1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

June 22, 1992 - September 4, 1992

SFI INVESTMENTS, INC.

BD
CRD#: 21663
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 11/17/2003
General Securities Principal Examination

Current Firm


1W
1ST WORLDWIDE FINANCIAL PARTNERS, LLC
1ST WORLDWIDE FINANCIAL PARTNERS, LLC

CRD#: 132038 / SEC#: , 8-66544

BD
Terminated by SEC on 10/28/2013
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Contact information


Main Address
Mailing Address
Phone number
Established
Delaware since 11/24/2003
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
1ST WORLDWIDE PARTNERS, LLC.SHAREHOLDER - CLASS A AND CLASS B SHARES
MONMOUTH GROUP, LLC.SHAREHOLDER - CLASS A AND CLASS B SHARES
MAHONEY, JOHN FRANCISCEO, CHIEF COMPLIANCE OFFICER, CFO, FINOP2198689

Red Flags


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Company Information


1ST WORLDWIDE FINANCIAL PARTNERS, LLC

CRD#: 132038

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