Paul N. Weium

PI INVESTMENTS LLC

St. Paul, MN 55101

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CRD#: 2224758

Professional summary

Paul Nathan Weium, who also goes by Paul Weium, is a registered financial advisor currently at PI INVESTMENTS LLC located in St. Paul, Minnesota.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Paul has worked at 2 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Paul Weium

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Nathan Weium's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 26, 2016 - Present

PI INVESTMENTS LLC

Office #1: 275 East 4th St. Suite 795, St. Paul, MN 55101

RIA

CRD#: 121799

St. Paul, MN

Past

July 13, 1995 - November 9, 2001

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(1/26/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/27/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/18/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 7/24/1995

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/11/1995

General Securities Representative Examination

Current Firm

PI INVESTMENTS LLC

CRD#: 121799 / SEC#:

Minnesota

Registered Investment Advisory firm - (1/22/2016 Approved)

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Contact information

Main Address

275 East 4th St. Suite 795, St. Paul, MN 55101

Mailing Address

Phone number

(612) 272-8240

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	18
AUM (Assets Under Management)	$ 20,000,000

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

SEC / JURISDICTION	REPORTING STATUS	EFFECTIVE DATE
Minnesota	ERA - Withdrawn	1/22/2016

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Paul N. Weium

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Nathan Weium's CRS (Customer Relationship Summary).

Certified licenses

Experience

PI INVESTMENTS LLC

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/27/1995

Series 63

Date: 7/18/1995

Series 31

Date: 7/24/1995

Series 7

Date: 7/11/1995

Current Firm

PI INVESTMENTS LLC

Contact information

Documents

Regulatory assets under management

Exempt reporting advisers

Red Flags

Company Information

PI INVESTMENTS LLC

TRUST BUT VERIFY

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