RL
Robert P. Lang
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CRD#: 2224748
RL
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Paul Lang was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1992. Robert had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 4, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. DBA - UPSTREAM INVESTMENT PARTNERS
2. AS AN INDEPENDENTLY LICENSED INSURANCE AGENT, I AM APPOINTED WITH VARIOUS INSURANCE COMPANIES.
3. 7/20/2017 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Started 10/01/2015 - 1 Hour Per Month During Securities Trading - Notary Public.
4. Board member & Secretary - Rescue Me Clifford, Paris, IL. A 501(c)(3) non-profit dog rescue, non-investment related. State date: October 2011, approx. 3-5 hrs/mo. Not investment related, no access to funds.
5. Election Judge - Cook County, IL. Work to ensure polling place runs smoothly and voters are properly served. Start date: 11/6/18, approx. 14 hrs/day, 2 times a year. Not investment related.
6. Board member - Disabled Patriot Fund, Orland Park, IL. Charitable organization that raises funds and distributes money and services to disabled veterans. Start date: 12/17/18, approx. 4-6 hrs/mo. No access to funds, not investment related.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
December 20, 2017 - May 2, 2023
SPC
RIA
CRD#: 110692
Lisle, IL
Past
December 19, 2017 - May 2, 2023
SIGMA FINANCIAL CORPORATION
BD
CRD#: 14303
LISLE, IL
Past
March 29, 2017 - December 22, 2017
LPL FINANCIAL LLC
RIA
CRD#: 6413
LAGRANGE, IL
Past
December 26, 2014 - April 10, 2017
LEVEL FOUR ADVISORY SERVICES
RIA
CRD#: 134086
NAPERVILLE, IL
Past
December 17, 2014 - December 22, 2017
LPL FINANCIAL LLC
BD
CRD#: 6413
LAGRANGE, IL
Past
March 19, 2012 - December 24, 2014
RBC CAPITAL MARKETS, LLC
RIA
CRD#: 31194
ORLAND PARK, IL
Past
March 19, 2012 - December 24, 2014
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
ORLAND PARK, IL
Past
October 5, 2009 - March 23, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
ORLAND PARK, IL
Past
October 5, 2009 - March 23, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
ORLAND PARK, IL
Past
October 19, 2007 - October 5, 2009
AMERIPRISE ADVISOR SERVICES, INC.
RIA
CRD#: 5979
ORLAND PARK, IL
Past
October 19, 2007 - October 5, 2009
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
ORLAND PARK, IL
Past
January 31, 2002 - October 25, 2007
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
PALOS HEIGHTS, IL
Past
January 11, 2002 - October 25, 2007
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
PALOS HEIGHTS, IL
Past
October 2, 1992 - January 28, 2002
QUICK & REILLY, INC.
BD
CRD#: 11217
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
300 Parkland Plaza, Ann Arbor, MI 48103
Mailing Address
Phone number
(734) 663-1611
Established
Firm type
Fiscal year end
# of Employees
462
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
