Mark J. Sheehy
Professional summary
Mark Jeffrey Sheehy was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Mark is a previously registered financial advisor and started their career in finance in 1992. Prior to being barred, Mark had worked at 6 firms, which includes FFEC WEALTH PARTNERS LLC, MORGAN STANLEY DW INC., UBS FINANCIAL SERVICES INC., PRUDENTIAL EQUITY GROUP LLC, CITIGROUP GLOBAL MARKETS INC., LEHMAN BROTHERS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 2005 - February 8, 2005
FFEC WEALTH PARTNERS LLC
April 8, 2004 - December 7, 2004
MORGAN STANLEY DW INC.
October 29, 1999 - May 3, 2004
UBS FINANCIAL SERVICES INC.
October 29, 1999 - May 3, 2004
UBS FINANCIAL SERVICES INC.
September 25, 1995 - November 2, 1999
PRUDENTIAL EQUITY GROUP, LLC
July 31, 1993 - October 6, 1995
CITIGROUP GLOBAL MARKETS INC.
April 9, 1992 - July 31, 1993
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Exams
Current Firm
FFEC WEALTH PARTNERS LLC
CRD#: 16507 / SEC#: 801-63970, 8-34082
Contact information
Regulatory assets under management
| Total Number of Accounts | 5,755 |
| AUM (Assets Under Management) | $ 2,371,850,816 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
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