John R. Stone
Professional summary
John R Stone, who also goes by John Robert Stone Jr, John Robert Jr Stone, is a registered financial advisor currently at STILES FINANCIAL SERVICES, INC. located in Edina, Minnesota.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. John has worked at 13 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John R Stone's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 22, 2024 - Present
STILES FINANCIAL SERVICES, INC.
Office #1: 7505 Metro Blvd Suite 510, Edina, MN 55439March 30, 2017 - July 31, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
March 30, 2017 - July 31, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
January 3, 2017 - March 30, 2017
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
December 4, 2012 - December 31, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
December 3, 2012 - January 18, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
April 26, 2010 - December 5, 2012
MOORS & CABOT, INC.
February 8, 2010 - December 5, 2012
MOORS & CABOT, INC.
April 28, 2005 - February 2, 2010
OSAIC INSTITUTIONS, INC.
April 20, 2005 - February 2, 2010
OSAIC INSTITUTIONS, INC.
March 18, 2003 - April 20, 2005
NBC SECURITIES, INC.
February 10, 2003 - April 20, 2005
NBC SECURITIES, INC.
March 2, 2001 - January 21, 2003
A. G. EDWARDS & SONS, INC.
February 21, 2001 - January 21, 2003
A. G. EDWARDS & SONS, INC.
October 1, 2000 - March 12, 2001
WELLS FARGO CLEARING SERVICES, LLC
April 7, 2000 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
March 4, 1997 - April 11, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 12, 1994 - February 25, 1997
UBS FINANCIAL SERVICES INC.
July 31, 1993 - July 22, 1994
CITIGROUP GLOBAL MARKETS INC.
April 8, 1992 - July 31, 1993
LEHMAN BROTHERS INC.
Primary Firm SEC Registration
STILES FINANCIAL SERVICES, INC.
CRD#: 117023 / SEC#: 801-110176
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/22/2024)
Exams
Current Firm
STILES FINANCIAL SERVICES, INC.
CRD#: 117023 / SEC#: 801-110176
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 729 |
| AUM (Assets Under Management) | $ 439,250,499 |
Red Flags
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