Anthony N. Sirianni
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Nmn Sirianni, who also goes by Anthony Anthony Sirianni III, Anthony Sirianni III, Anthony Sirianni, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1992. Anthony had worked at 10 firms and has passed the Series 65, Series 63, Series 31, Series 7, Series 9, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 12, 2011 - June 29, 2012
SPIRE SECURITIES, LLC
December 20, 2010 - November 22, 2011
NEWEDGE SECURITIES, LLC
November 22, 2010 - June 29, 2012
KESTRA PRIVATE WEALTH SERVICES, LLC
June 1, 2009 - September 20, 2010
MORGAN STANLEY
June 1, 2009 - September 20, 2010
MORGAN STANLEY
January 30, 2009 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
February 21, 2006 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
April 30, 1999 - February 21, 2006
LEGG MASON WOOD WALKER, INCORPORATED
August 13, 1998 - April 5, 1999
CRESTAR SECURITIES CORPORATION
April 15, 1998 - July 20, 1998
CRESTAR SECURITIES CORPORATION
May 13, 1997 - March 23, 1998
MML INVESTORS SERVICES, LLC
April 23, 1993 - March 1, 1996
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
May 14, 1992 - February 8, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SPIRE SECURITIES, LLC
CRD#: 144131 / SEC#: , 8-67635
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
