Peter W. Rech
Professional summary
Peter William Rech, who also goes by Peter Rech, is a registered financial professional currently at PERFORMANCE TRUST CAPITAL PARTNERS, LLC located in Chatham, New Jersey.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1992. Peter has worked at 10 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter William Rech's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 8, 2025 - Present
PERFORMANCE TRUST CAPITAL PARTNERS, LLC
January 10, 2024 - October 28, 2024
LS SECURITIES, LLC
March 24, 2008 - December 6, 2023
SECUREVEST FINANCIAL GROUP
April 17, 2007 - March 18, 2008
R. SEELAUS & CO., LLC
May 2, 2006 - April 17, 2007
MAXIM GROUP LLC
April 5, 2004 - May 20, 2004
VINING-SPARKS IBG, LLC
April 5, 2004 - May 20, 2004
ICBA SECURITIES
October 12, 2001 - October 9, 2002
SEABOARD SECURITIES, INC.
May 26, 1995 - September 29, 1999
FIRST INSTITUTIONAL SECURITIES, L.L.C.
July 6, 1992 - May 19, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/8/2025)
(5/8/2025)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Nasdaq Stock Market
Current Firm
PERFORMANCE TRUST CAPITAL PARTNERS, LLC
CRD#: 36155 / SEC#: 801-72427, 8-47035
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PT FINANCIAL COMPANIES, LLC | MANAGING MEMBER | |
| BERG, RICHARD SCOTT | BOARD MEMBER | 1077170 |
| BROWN, ERIC PAUL | PRESIDENT - INSTITUTIONAL GROUP / BOARD MEMBER | 4213450 |
| BURESH, ADAM COULTER | BOARD MEMBER | 5216617 |
| DOCHERTY, JENNIFER ANN | CORPORATE SECRETARY | 4587223 |
| DONOVAN, TRACI | GENERAL COUNSEL | 5694928 |
| GAZDA, RYAN M | CHIEF FINANCIAL OFFICER | 4230980 |
| GRAHAM, RICHARD WARWICK JR | PARTNER AND MANAGING DIRECTOR, BOARD MEMBER | 5836195 |
| JOHNSON, CRAIG STEPHEN | MANAGING DIRECTOR - TRADE DESK | 2339510 |
| JOHNSON, ZACHARY ROBERT | BOARD MEMBER | 5192352 |
| LEIBFRIED, BRIAN KEITH | MANAGING DIRECTOR, BOARD MEMBER | 4438951 |
| LOVE, KRISTIN M | CCO & COO | 4370951 |
| SALUTRIC, DAVID RAYMOND | HEAD OF CIA | 6146435 |
| SHAH, CHIRAG | CEO AND PRESIDENT / BOARD MEMBER | 4838599 |
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 301,689,867 |
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
