David M. Piller

AEGIS ASSET MANAGEMENT

Anaheim, CA 92801

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CRD#: 2224611

Professional summary

David Michael Piller, CFA, who also goes by David Piller, is a registered financial advisor currently at AEGIS ASSET MANAGEMENT, INC. located in Anaheim, California.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. David has worked at 3 firms and has passed the Series 65 and Series 2 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Piller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I am part owner and share landlord duties for a rental condominium property located in El Segundo, California. This rental activity commenced in June 2015. I spend on average about one hour per month in this activity. My duties are infrequent but include lease negotiations, property maintenance, repair, coordination of handymen and bookkeeping. I perform most of these duties on my spare time and not during trading hours. The only time I might engage in these duties during trading hours would be in the case of an emergency such as a fire or plumbing emergency.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Michael Piller's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

October 4, 2019 - Present

AEGIS ASSET MANAGEMENT, INC.

Office #1: 2331 West Lincoln Avenue, Anaheim, CA 92801

RIA

CRD#: 305008

Anaheim, CA

Past

April 11, 2016 - May 15, 2020

AEGIS ASSET MANAGEMENT INC

RIA

CRD#: 111413

ANAHEIM, CA

Past

July 1, 2011 - December 31, 2015

AEGIS ASSET MANAGEMENT INC

RIA

CRD#: 111413

ANAHEIM, CA

Past

June 18, 2009 - September 30, 2009

WESTERN RESEARCH AND MANAGEMENT, L.L.C.

RIA

CRD#: 109509

FORT WORTH, TX

Past

July 8, 1997 - March 25, 2009

AEGIS ASSET MANAGEMENT INC

RIA

CRD#: 111413

ANAHEIM, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/4/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/8/1996

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 2

Date: 3/12/1992

Non-Member General Securities Examination

Current Firm

AEGIS ASSET MANAGEMENT, INC.

CRD#: 305008 / SEC#:

California

Registered Investment Advisory firm - (10/4/2019 Approved)

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Contact information

Main Address

2331 West Lincoln Avenue, Anaheim, CA 92801

Mailing Address

Phone number

(714) 635-9900

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	15
AUM (Assets Under Management)	$ 11,469,468

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David M. Piller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Michael Piller's CRS (Customer Relationship Summary).

Certified licenses

Experience

AEGIS ASSET MANAGEMENT, INC.

AEGIS ASSET MANAGEMENT INC

AEGIS ASSET MANAGEMENT INC

WESTERN RESEARCH AND MANAGEMENT, L.L.C.

AEGIS ASSET MANAGEMENT INC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/8/1996

Series 2

Date: 3/12/1992

Current Firm

AEGIS ASSET MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

AEGIS ASSET MANAGEMENT, INC.

TRUST BUT VERIFY

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