Carlos A. Perez
Professional summary
Carlos Antonio Perez, who also goes by Carlos A Perez, Tony Perez, is a registered financial advisor currently at CAMDEN WEALTH ADVISORS LLC located in Houston, Texas.
Carlos is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Carlos has worked at 4 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Carlos Antonio Perez's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 18, 2014 - Present
CAMDEN WEALTH ADVISORS LLC
February 7, 2013 - March 27, 2014
DOLIVER ADVISORS, L.P.
March 9, 2011 - March 26, 2013
CAMDEN WEALTH ADVISORS LLC
July 3, 1997 - March 30, 2009
STANFORD GROUP COMPANY
June 30, 1997 - March 30, 2009
STANFORD GROUP COMPANY
June 1, 1992 - January 22, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
CAMDEN WEALTH ADVISORS LLC
CRD#: 148518 / SEC#: 801-70004
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/18/2014)
Exams
Current Firm
CAMDEN WEALTH ADVISORS LLC
CRD#: 148518 / SEC#: 801-70004
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 518 |
| AUM (Assets Under Management) | $ 340,203,392 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 09/16/2024 | ||
| 01/09/2024 | ||
| 08/10/2023 | ||
| 10/26/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
