Richard M. Orlando
Professional summary
Richard Michael Orlando, who also goes by Richard M Orlando, Richard Michael Orlando, Richard Orlando, is a registered financial professional currently at NYLIFE SECURITIES LLC located in Wall, New Jersey.
Richard is registered as a RR (Registered Representative) and started their career in finance in 2000. Richard has worked at 12 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Michael Orlando's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 1, 2024 - Present
NYLIFE SECURITIES LLC
Office #1: 1963 State Route 34 Bldg B Suite 201, Wall, NJ 07719June 16, 2022 - January 17, 2023
IMPERIAL CAPITAL, LLC
September 9, 2021 - January 3, 2022
OLIVETREE FINANCIAL, LLC
January 3, 2019 - April 3, 2020
CANTOR FITZGERALD & CO.
September 10, 2018 - December 21, 2018
STONEX FINANCIAL INC.
February 22, 2012 - May 8, 2018
WELLS FARGO SECURITIES, LLC
September 1, 2010 - December 15, 2011
JEFFERIES LLC
February 9, 2009 - August 24, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 21, 2004 - February 9, 2009
BANC OF AMERICA SECURITIES LLC
October 9, 2003 - September 7, 2004
WALL STREET ACCESS
August 1, 2003 - September 23, 2003
FIS BROKERAGE & SECURITIES SERVICES LLC
March 1, 2000 - May 5, 2003
UBS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/3/2025)
(8/1/2024)
Exams
Series 99TO
Date: 6/6/2024
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/20/2001
Limited Representative-Equity Trader ExamFINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
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Company Information
NYLIFE SECURITIES LLC
CRD#: 5167Wall, NJ 07719TRUST BUT VERIFY
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