David T. Rynne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Timothy Rynne was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1994. David had worked at 10 firms and has passed the Series 65, Series 63, Series 31, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 2013 - July 15, 2014
BMA SECURITIES, LLC
June 25, 2012 - May 21, 2013
STONECREST CAPITAL MARKETS, INC.
June 5, 2009 - June 26, 2012
TCA FINANCIAL GROUP, LLC
July 8, 2005 - October 23, 2009
STONECREST CAPITAL MARKETS, INC.
January 7, 2005 - June 16, 2005
A. G. EDWARDS & SONS, INC.
January 7, 2005 - June 16, 2005
A. G. EDWARDS & SONS, INC.
July 18, 2003 - January 11, 2005
MORGAN STANLEY DW INC.
June 17, 2003 - January 11, 2005
MORGAN STANLEY DW INC.
March 17, 2003 - August 8, 2003
JOHN N. SEIP & CO., INC.
August 14, 2002 - March 17, 2003
MIDWOOD SECURITIES, INC.
January 16, 1996 - July 1, 2002
DEUTSCHE IXE, LLC
August 9, 1995 - January 17, 1996
DEALERWEB LLC
March 30, 1994 - August 1, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 6/23/1999
Limited Representative-Equity Trader ExamCurrent Firm
BMA SECURITIES, LLC
CRD#: 108219 / SEC#: , 8-53073
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
Red Flags
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