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David Timothy Rynne

CRD# 2224509·Registered 1994 - 2014
Previously Registered: Being a previously registered professional could mean that David is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

David Timothy Rynne was a registered financial advisor. David was a previously registered financial professional and started their career in finance 1994 - 2014. David had worked at 10 firms and has passed the Series 65, Series 63, Series 31, Series 55, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

BMA SECURITIES, LLC·CRD# 108219
BD
El Segundo, CA
September 13, 2013 - July 15, 2014
STONECREST CAPITAL MARKETS, INC.·CRD# 39616
BD
Austin, TX
June 25, 2012 - May 21, 2013
TCA FINANCIAL GROUP, LLC·CRD# 131275
BD
Charlotte, NC
June 5, 2009 - June 26, 2012
STONECREST CAPITAL MARKETS, INC.·CRD# 39616
BD
Charlotte, NC
July 8, 2005 - October 23, 2009
A. G. EDWARDS & SONS, INC.·CRD# 4
RIA
Huntersville, NC
January 7, 2005 - June 16, 2005
A. G. EDWARDS & SONS, INC.·CRD# 4
BD
St. Louis, MO
January 7, 2005 - June 16, 2005
MORGAN STANLEY DW INC.·CRD# 7556
RIA
Huntersville, NC
July 18, 2003 - January 11, 2005
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
June 17, 2003 - January 11, 2005
JOHN N. SEIP & CO., INC.·CRD# 35501
BD
New York, NY
March 17, 2003 - August 8, 2003
MIDWOOD SECURITIES, INC.·CRD# 21520
BD
New York, NY
August 14, 2002 - March 17, 2003
DEUTSCHE IXE, LLC·CRD# 7172
BD
New York, NY
January 16, 1996 - July 1, 2002
DEALERWEB LLC·CRD# 19662
BD
Jersey City, NJ
August 9, 1995 - January 17, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
March 30, 1994 - August 1, 1995

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Current Firm

BS
BMA SECURITIES, LLC

BMA SECURITIES | BURT MARTIN ARNOLD SECURITIES, INC. | BMA SECURITIES, LLC

CRD#: 108219 / SEC#: 8-53073
BD
Terminated by SEC on 06/06/2020

Contact Information

Established

Delaware since 07/02/2014

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BMA HOLDING COMPANY, LLCMAJORITY MEMBER/OWNER—
CENTURY TBD HOLDINGS, LLCMINORITY MEMBER/OWNER—
AVERYT, GREGORY EDWARDMINORITY MEMBER/OWNER4925247
ARNOLD, BURT MARTINPRESIDENT/GENERAL SECURITIES PRINCIPAL/COO/CCO2306999
ARNOLD, BURT MARTINFINOP2306999

Disclosures

Regulatory Event

8

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2003About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1994About the Series 63 exam

Series 31 — Futures Managed Funds Examination

Passed Oct 2003About the Series 31 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jun 1999

Series 7 — General Securities Representative Examination

Passed Mar 1994About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jun 2001About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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