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Geoffrey A. Galbraith

GFM ASSET MANAGEMENT LLC
Maumee, OH
Some features on this profile are disabled
CRD#: 2224294
GG

Professional summary

Geoffrey Allen Galbraith is a registered financial advisor currently at GFM ASSET MANAGEMENT LLC located in Maumee, Ohio.

Geoffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Geoffrey has worked at 1 firm and has passed the Series 65 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Geoffrey Allen Galbraith's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 23, 2021 - Present

GFM ASSET MANAGEMENT LLC

RIA
CRD#: 283810
Maumee, OH
Past

November 16, 2020 - December 31, 2020

GFM ASSET MANAGEMENT LLC

RIA
CRD#: 283810
Maumee, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GA
GFM ASSET MANAGEMENT LLC
GFM ASSET MANAGEMENT LLC

CRD#: 283810 / SEC#: 801-107841

RIA
Registered Investment Advisory firm - (6/6/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Ohio
(2/23/2021)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/14/2020
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7
Date: 4/25/1992
General Securities Representative Examination

Current Firm

GA
GFM ASSET MANAGEMENT LLC
GFM ASSET MANAGEMENT LLC

CRD#: 283810 / SEC#: 801-107841

RIA
Registered Investment Advisory firm - (6/6/2016 Approved)
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Contact information

Main Address
Thomas-bornhauserstrasse 17, Weinfelden 8570
Mailing Address
9450 Sw Gemini Drive Pmb 11583, Beaverton, OR 97008
Phone number
(775) 237-8852
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

GFM BROCHURE 2025B (8/18/2025)

Regulatory assets under management

Total Number of Accounts35
AUM (Assets Under Management)$ 22,650,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GFM ASSET MANAGEMENT LLC

CRD#: 283810Maumee, OH

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