David C. Gess
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Christian Gess, who also goes by David Gess, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1992. David had worked at 9 firms and has passed the Series 63, Series 22 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 18, 2006 - March 29, 2007
WIZER FINANCIAL, INC.
February 15, 2002 - November 4, 2003
SYNERGY INVESTMENT GROUP, LLC
January 9, 2001 - September 25, 2001
FIELD LOGAN & CO., LLC
April 1, 1999 - December 31, 2000
SAPERSTON ASSET MANAGEMENT, INC.
February 10, 1998 - March 19, 1999
EISNER SECURITIES, INC.
June 25, 1997 - November 3, 1997
SAPERSTON FINANCIAL INC.
September 28, 1995 - January 1, 1997
R. H. YORK & COMPANY, INC.
July 30, 1994 - September 25, 1995
MOMENTUM INDEPENDENT NETWORK INC.
November 22, 1992 - January 7, 1994
J.C. BRADFORD & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WIZER FINANCIAL, INC.
CRD#: 7130 / SEC#: , 8-20438
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
