Luis F. Padruno
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Luis F Padruno, who also goes by Fernando Padruno, Luis Fernando Padruno, Luis Fernando Padruno, Luis Fernando Padruno Santos, was a registered financial professional .
Luis is a previously registered financial professional and started their career in finance in 1992. Luis had worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 29, 2009 - March 3, 2025
ALTERNA WEALTH MANAGEMENT, INC.
February 12, 2009 - March 3, 2025
ALTERNA SECURITIES, INC.
August 30, 2006 - February 12, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 12, 2006 - February 12, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 22, 1992 - January 16, 1996
BBVA SECURITIES INC.
Primary Firm SEC Registration
ALTERNA WEALTH MANAGEMENT, INC.
CRD#: 146153 / SEC#: 801-71135
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALTERNA WEALTH MANAGEMENT, INC.
CRD#: 146153 / SEC#: 801-71135
Contact information
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,285 |
| AUM (Assets Under Management) | $ 1,231,485,679 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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